Lionel S. Margolick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lionel Sydney Margolick was a registered financial professional .
Lionel is a previously registered financial professional and started their career in finance in 1986. Lionel had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 1992 - December 8, 2011
JLM SECURITIES COMPANY
October 17, 1990 - November 10, 1992
THE ENTERPRISE SECURITIES COMPANY
March 12, 1986 - November 5, 1990
OGILVIE SECURITY ADVISORS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
JLM SECURITIES COMPANY
CRD#: 30355 / SEC#: , 8-44881
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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