Noel K. Edwards Sr

TARA FINANCIAL GROUP

JONESBORO, GA 30236

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CRD#: 1436002

Professional summary

Noel Kenneth Edwards Sr, who also goes by Noel Kenneth Edwards Sr, Noel Kenneth Sr Edwards, is a registered financial advisor currently at TARA FINANCIAL GROUP, INC. located in Jonesboro, Georgia and OSAIC WEALTH, INC. located in Jonesboro, Georgia.

Noel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Noel has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Noel Kenneth Edwards Sr | Noel Kenneth Sr Edwards

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noel Kenneth Edwards Sr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2003 - Present

TARA FINANCIAL GROUP, INC.

Office #1: 191 North Main Street, Jonesboro, GA 30236

RIA

CRD#: 125149

JONESBORO, GA

Current

January 24, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 191 North Main Street, Jonesboro, GA 30237

RIA

CRD#: 23131

JONESBORO, GA

Past

January 26, 1993 - January 24, 2025

OSAIC FS, INC.

CRD#: 3870

JONESBORO, GA

Past

February 4, 1992 - January 1, 1993

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

January 21, 1991 - December 31, 1991

COMPREHENSIVE FINANCIAL SERVICES, INC.

CRD#: 22710

Past

June 18, 1989 - December 31, 1990

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

February 6, 1986 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/24/2025)

California
(1/24/2025)

IAR

Florida
(12/3/2007)

Florida
(1/24/2025)

IAR

Georgia
(2/19/2003)

Georgia
(1/24/2025)

Louisiana
(1/24/2025)

Maryland
(1/24/2025)

Michigan
(1/24/2025)

Mississippi
(1/24/2025)

North Carolina
(1/24/2025)

Ohio
(1/24/2025)

South Carolina
(1/24/2025)

Tennessee
(1/24/2025)

Texas
(1/24/2025)

Virginia
(1/24/2025)

Washington
(1/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/4/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TARA FINANCIAL GROUP, INC.

CRD#: 125149 / SEC#:

Florida

Registered Investment Advisory firm - (12/3/2007 Approved)

Georgia

Registered Investment Advisory firm - (3/4/1997 Approved)

Louisiana

Registered Investment Advisory firm - (1/29/2007 Terminated)

North Carolina

Registered Investment Advisory firm - (1/29/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

191 North Main Street, Jonesboro, GA 30236

Mailing Address

P. O. Box 488, Jonesboro, GA 30237

Phone number

(770) 471-1099

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 2,526,583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Noel K. Edwards Sr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noel Kenneth Edwards Sr's CRS (Customer Relationship Summary).

Certified licenses

Experience

TARA FINANCIAL GROUP, INC.

OSAIC WEALTH, INC.

OSAIC FS, INC.

ARAGON FINANCIAL SERVICES, INC.

COMPREHENSIVE FINANCIAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/1996

Series 63

Date: 4/22/1986

SIE

Date: 10/1/2018

Series 7

Date: 12/21/1994

Series 6

Date: 2/4/1986

Series 24

Date: 12/6/2000

FINRA

Current Firm

TARA FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TARA FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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