Allyn P. Deininger
Professional summary
Allyn Paul Deininger, CFP®, who also goes by Al Deininger, Big Al Deininger, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in North Little Rock, Arkansas.
Allyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Allyn has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Allyn Paul Deininger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Allyn Paul Deininger's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
January 6, 2025 - Present
INDEPENDENT FINANCIAL GROUP, LLC
January 6, 2025 - Present
INDEPENDENT FINANCIAL GROUP, LLC
September 30, 2020 - January 6, 2025
CREWS & ASSOCIATES, INC.
September 30, 2020 - January 6, 2025
CREWS & ASSOCIATES, INC.
July 31, 2009 - September 25, 2020
SORRENTO PACIFIC FINANCIAL, LLC
September 6, 2002 - October 6, 2020
PARTNERVEST ADVISORY SERVICES LLC
September 6, 2002 - July 31, 2009
PARTNERVEST SECURITIES, INC.
September 17, 2001 - March 20, 2002
SENTRA SECURITIES CORPORATION
August 20, 1999 - September 12, 2002
SPELMAN & CO., INC.
August 14, 1996 - September 12, 2002
SPELMAN & CO., INC.
May 10, 1994 - September 17, 1996
JOSEPH CARL SECURITIES, INC.
November 4, 1992 - May 10, 1994
INTERFIRST CAPITAL CORPORATION
November 4, 1991 - June 18, 1992
SUTRO & CO. INCORPORATED
September 5, 1989 - November 7, 1991
MORGAN KEEGAN & COMPANY, LLC
April 14, 1988 - September 23, 1989
LEHMAN BROTHERS INC.
June 17, 1987 - April 4, 1988
POWELL & SATTERFIELD, INC.
November 24, 1986 - June 8, 1987
L.A. BOYKIN & ASSOCIATES, INC.
January 21, 1986 - November 11, 1986
SWINK & COMPANY, INC.
Primary Firm SEC Registration
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717 / SEC#: 801-62667, 8-22870
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717 / SEC#: 801-62667, 8-22870
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 54,951 |
| AUM (Assets Under Management) | $ 12,925,435,801 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
