Juan C. Grandal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Carlos Grandal was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 1985. Juan had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2010 - November 3, 2016
INVESTMENT ADVISORS CORP
January 29, 2010 - November 3, 2016
BROKER DEALER FINANCIAL SERVICES CORP.
September 10, 2008 - October 13, 2009
MUTUAL SERVICE CORPORATION
May 8, 2002 - June 1, 2004
MULTI-BANK SECURITIES, INC.
May 25, 2001 - May 8, 2002
WAMU INVESTMENTS, INC.
September 14, 2000 - October 5, 2000
STERLING FINANCIAL INVESTMENT GROUP, INC.
January 20, 1994 - August 3, 2000
TD AMERITRADE, INC.
August 31, 1992 - October 15, 1992
GREAT AMERICAN FINANCIAL NETWORK, INC.
August 11, 1986 - June 28, 1988
BARNETT INVESTMENTS, INC.
December 17, 1985 - February 13, 1986
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTMENT ADVISORS CORP
CRD#: 117531 / SEC#: 801-69573
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
