Jose M. Vargas
Professional summary
Jose Murua Vargas is a registered financial professional currently at BROOKLIGHT PLACE SECURITIES, INC. located in Fountain Hills, Arizona.
Jose is registered as a RR (Registered Representative) and started their career in finance in 1986. Jose has worked at 7 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Murua Vargas's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2026 - Present
BROOKLIGHT PLACE SECURITIES, INC.
Office #1: 16930 E. Palisades Blvd Suite 125, Fountain Hills, AZ 85268September 1, 2023 - May 15, 2026
OSAIC WEALTH, INC.
October 31, 2008 - September 1, 2023
OSAIC SERVICES, INC.
October 1, 2002 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
March 4, 1993 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
September 27, 1990 - September 11, 1992
FIDELITY EQUITY SERVICES CORPORATION
September 4, 1986 - January 23, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2026)
Exams
FINRA
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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