Michael W. Welcome
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Wayne Welcome was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 8 firms and has passed the Series 63, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2001 - February 27, 2012
ABBEY NATIONAL SECURITIES INC.
August 31, 1998 - September 29, 1999
OPPENHEIMER & CO. INC.
February 24, 1995 - December 12, 1997
YAMAICHI INTERNATIONAL (AMERICA) INC.
May 11, 1992 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
May 11, 1992 - January 27, 1995
LEHMAN GOVERNMENT SECURITIES INC.
May 11, 1992 - January 27, 1995
LEHMAN BROTHERS INC.
June 21, 1990 - April 11, 1992
BARCLAYS CAPITAL INC.
November 8, 1988 - June 20, 1990
LEHMAN SPECIAL SECURITIES INC.
November 8, 1988 - June 20, 1990
LEHMAN GOVERNMENT SECURITIES INC.
May 13, 1986 - June 20, 1990
LEHMAN BROTHERS INC.
March 12, 1986 - April 18, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/5/1999
Limited Representative-Equity Trader ExamCurrent Firm
ABBEY NATIONAL SECURITIES INC.
CRD#: 112219 / SEC#: , 8-53231
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ABBEY NATIONAL (AMERICA) HOLDING INC. | SHAREHOLDER ORDINARY | |
| ELSAID, AMAL FAROUK | FINANCIAL & OPERATIONS PRINCIPAL | 2439004 |
| FERRARI, ROBERT | PRESIDENT & CHIEF COMPLIANCE OFFICER | 3224347 |
| HOPTON, DAVID | BUSINESS MANAGER, SHORT TERM MARKETS | 4703364 |
| PETRIC, DAVID MARKO | DIRECTOR, HEAD OF RISK | 1135897 |
| WELCOME, MICHAEL WAYNE | DIRECTOR OF TRADING | 1435411 |
| YSART ALVAREZ DE TOLEDO, FEDERICO JOSE MARIA | CHIEF OPERATING OFFICER | 5460769 |
Red Flags
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