DT
Dieter E. Thurow
EMERSON EQUITY LLC
Reno, NV 89502
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CRD#: 1435375
DT
Professional summary
Dieter Erwin Thurow is a registered financial advisor currently at EMERSON EQUITY LLC located in Reno, Nevada.
Dieter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Dieter has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). THUROW WEALTH MANAGEMENT- INVESTMENT RELATED-OWNER-MARKETING VEHICLE THROUGH WHICH INVESTMENT RELATED BUSINESS IS DONE AT EMERSON EQUITY, LLC. 9190 DOUBLE DIAMOND PARKWAY, RENO, NV 89521-REAL ESTATE & BUSINESS CONSULTING, ESTATE & TAX PLANNING, 2 HOURS A MONTH DURING SECURITIES TRADING HOURS. 2). REAL ESTATE BROKER- INVESTMENT RELATED-9190 DOUBLE DIAMONG PARKWAY, RENO, NV 89521-LICENSED BROKER/CONSULTING- 2 HOURS A MONTH DURING SECURITIES TRADING HOURS 3). FIXED INSURANCE- INVESTMENT RELATED-9190 DOUBLE DIAMONG PARKWAY, RENO, NV 89521-LICENSED INSURANCE AGENT/FIXED INSURANCE BUSINESS-ZERO HOURS DURING SECURITIES TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Dieter Erwin Thurow's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dieter Erwin Thurow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2021 - Present
EMERSON EQUITY LLC
Office #1: 1325 Airmotive Way Suite 270, Reno, NV 89502RIA
BD
CRD#: 130032
Reno, NV
Current
August 17, 2021 - Present
EMERSON EQUITY LLC
Office #1: 1325 Airmotive Way Suite 270, Reno, NV 89502RIA
BD
CRD#: 130032
Reno, NV
Past
March 13, 2017 - August 18, 2021
NPB FINANCIAL GROUP, LLC
BD
CRD#: 137743
Healdsburg, CA
Past
March 10, 2017 - August 18, 2021
NPB FINANCIAL GROUP, LLC
RIA
CRD#: 137743
Healdsburg, CA
Past
January 12, 2007 - March 20, 2017
THE PLANNERS NETWORK, INC.
RIA
CRD#: 108355
HEALDSBURG, CA
Past
November 15, 2006 - March 10, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
HEALDSBURG, CA
Past
July 19, 1994 - November 10, 2006
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
HEALDSBURG, CA
Past
November 19, 1989 - July 18, 1994
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
March 16, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
January 22, 1987 - October 18, 1988
U.S. ADVISORS, INC.
BD
CRD#: 10721
Past
January 22, 1986 - December 22, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
BD
CRD#: 7420
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/17/2021)
IAR
California(8/26/2021)
RR
Nevada(5/30/2025)
RR
New Jersey(8/17/2021)
IAR
New Jersey(9/24/2021)
RR
New York(8/17/2021)
IAR
New York(9/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222
SEC notice filing (32 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 327,937,701 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
