Daniel T. Keel, Iii

CARDINAL WEALTH ADVISORY

MEMPHIS, TN 38137

Some features on this profile are disabled

CRD#: 1435318

Professional summary

Daniel Talmadge Keel, Iii, who also goes by Dan Keel, Daniel Talmadge Keel III, is a registered financial advisor currently at CARDINAL WEALTH ADVISORY, LLC located in Memphis, Tennessee.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Daniel has worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Keel | Daniel Talmadge Keel Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Talmadge Keel, Iii's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2012 - Present

CARDINAL WEALTH ADVISORY, LLC

Office #1: 5100 Poplar Ave Suite 2410, Memphis, TN 38137

RIA

CRD#: 136659

MEMPHIS, TN

Past

January 10, 2007 - December 31, 2009

CARDINAL WEALTH ADVISORY, LLC

RIA

CRD#: 136659

MEMPHIS, TN

Past

November 9, 2005 - December 31, 2006

CARDINAL WEALTH ADVISORY, LLC

RIA

CRD#: 136659

MEMPHIS, TN

Past

February 23, 1993 - April 27, 2005

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MEMPHIS, TN

Past

April 27, 1988 - April 27, 2005

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

March 10, 1986 - May 12, 1988

VERAVEST INVESTMENTS, INC.

CRD#: 3960

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARDINAL WEALTH ADVISORY, LLC

CRD#: 136659 / SEC#: 801-124698

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

Tennessee

Registered Investment Advisory firm - (2/27/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/14/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/10/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/16/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/7/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CARDINAL WEALTH ADVISORY, LLC

CRD#: 136659 / SEC#: 801-124698

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

Tennessee

Registered Investment Advisory firm - (2/27/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5100 Poplar Ave Suite 2410, Memphis, TN 38137

Mailing Address

Phone number

(901) 767-4401

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FIRM BROCHURE ADV PART 2 (8/1/2025)

Regulatory assets under management

Total Number of Accounts	198
AUM (Assets Under Management)	$ 208,208,444

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stacey Hyde

ENVISION FINANCIAL PLANNING, LLC

IAR

Memphis, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel T. Keel, Iii

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Talmadge Keel, Iii's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARDINAL WEALTH ADVISORY, LLC

CARDINAL WEALTH ADVISORY, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

CARDINAL WEALTH ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/2012

Series 63

Date: 2/7/1986

Series 3

Date: 5/10/1990

Series 7

Date: 7/16/1988

Series 6

Date: 3/7/1986

Current Firm

CARDINAL WEALTH ADVISORY, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARDINAL WEALTH ADVISORY, LLC

TRUST BUT VERIFY

Similar Advisors