Maryanne Saunders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maryanne Saunders, who also goes by Maryanne Saunders Orr, was a registered financial professional .
Maryanne is a previously registered financial professional and started their career in finance in 1986. Maryanne had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2011 - January 17, 2012
THE FIG GROUP, LLC
August 10, 2007 - August 28, 2009
CANACCORD GENUITY SECURITIES LLC
November 14, 2006 - August 10, 2007
COLLINS STEWART INC.
January 8, 2005 - December 5, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
January 15, 2003 - January 26, 2005
BURLINGTON CAPITAL MARKETS INC.
July 22, 1992 - May 2, 2002
RBC CAPITAL MARKETS CORPORATION
January 21, 1986 - June 13, 1992
RICHARDSON GREENSHIELDS SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/1/1999
Limited Representative-Equity Trader ExamCurrent Firm
THE FIG GROUP, LLC
CRD#: 133558 / SEC#: , 8-66733
Contact information
Red Flags
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