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EO

Eric J. Overvig

FELTL ADVISORS
West St. Paul, MN
Some features on this profile are disabled
CRD#: 1435223
EO

Professional summary

Eric Jean Overvig is a registered financial advisor currently at FELTL ADVISORS located in West St. Paul, Minnesota and FELTL & COMPANY located in Plymouth, Minnesota.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Eric has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Jean Overvig's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2019 - Present

FELTL ADVISORS

RIA
CRD#: 165244
West St. Paul, MN
Current

March 25, 2019 - Present

FELTL & COMPANY

Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447
BD
CRD#: 6905
Plymouth, MN
Past

April 16, 2018 - March 14, 2019

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 42941
Woodbury, MN
Past

April 16, 2018 - March 14, 2019

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 42941
Woodbury, MN
Past

August 17, 2012 - April 17, 2018

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
FOREST LAKE, MN
Past

August 17, 2012 - April 17, 2018

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
FOREST LAKE, MN
Past

November 30, 2011 - August 21, 2012

ASSOCIATED INVESTMENT SERVICES, INC.

RIA
CRD#: 1464
HUDSON, WI
Past

May 7, 2007 - August 21, 2012

ASSOCIATED INVESTMENT SERVICES, INC.

BD
CRD#: 1464
HUDSON, WI
Past

November 27, 2006 - May 7, 2007

IFMG SECURITIES, INC.

BD
CRD#: 14416
SAINT PAUL, MN
Past

July 5, 2005 - December 31, 2006

TCF INVESTMENTS, INC.

BD
CRD#: 34954
ST. PAUL, MN
Past

October 6, 2004 - July 1, 2005

BROKERBANK SECURITIES, INC.

BD
CRD#: 130116
MINNETONKA, MN
Past

February 15, 2000 - March 28, 2001

PROTECTIVE GROUP SECURITIES CORPORATION

BD
CRD#: 6757
MINNEAPOLIS, MN
Past

July 1, 1994 - July 30, 1999

TUSCHNER & COMPANY, INC.

BD
CRD#: 36037
ST. CLOUD, MN
Past

April 15, 1991 - July 5, 1994

KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED

BD
CRD#: 27181
MINNEAPOLIS, MN
Past

May 4, 1990 - March 20, 1991

MATHEWS, HOLMQUIST & ASSOCIATES, INC.

BD
CRD#: 22171
Past

December 1, 1988 - May 2, 1990

M. H. NOVICK & CO., INC.

BD
CRD#: 6293
Past

January 30, 1987 - February 17, 1989

VAN CLEMENS & CO. INCORPORATED

BD
CRD#: 6914
Past

November 20, 1985 - May 8, 1986

WADDELL & REED

BD
CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FELTL ADVISORS
FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA
Registered Investment Advisory firm - (11/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(3/25/2019)
IAR
Minnesota
(3/25/2019)
RR
Wisconsin
(3/25/2019)
IAR
Wisconsin
(3/25/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/14/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/28/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

FA
FELTL ADVISORS
FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA
Registered Investment Advisory firm - (11/1/2012 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
One Carlson Parkway North Suite 225, Plymouth, MN 55447
Mailing Address
Phone number
(612) 492-8800
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FELTL ADVISORS FIRM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts523
AUM (Assets Under Management)$ 132,417,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FELTL ADVISORS

CRD#: 165244West St. Paul, MN

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