Eric J. Overvig

FELTL ADVISORS

West St. Paul, MN

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CRD#: 1435223

Professional summary

Eric Jean Overvig is a registered financial advisor currently at FELTL ADVISORS located in West St. Paul, Minnesota and FELTL & COMPANY located in Plymouth, Minnesota.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Eric has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Jean Overvig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2019 - Present

FELTL ADVISORS

RIA

CRD#: 165244

West St. Paul, MN

Current

March 25, 2019 - Present

FELTL & COMPANY

Office #1: One Carlson Parkway North Suite 225, Plymouth, MN 55447

CRD#: 6905

Plymouth, MN

Past

April 16, 2018 - March 14, 2019

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 42941

Woodbury, MN

Past

April 16, 2018 - March 14, 2019

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

CRD#: 42941

Woodbury, MN

Past

August 17, 2012 - April 17, 2018

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

FOREST LAKE, MN

Past

August 17, 2012 - April 17, 2018

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

FOREST LAKE, MN

Past

November 30, 2011 - August 21, 2012

ASSOCIATED INVESTMENT SERVICES, INC.

RIA

CRD#: 1464

HUDSON, WI

Past

May 7, 2007 - August 21, 2012

ASSOCIATED INVESTMENT SERVICES, INC.

CRD#: 1464

HUDSON, WI

Past

November 27, 2006 - May 7, 2007

IFMG SECURITIES, INC.

CRD#: 14416

SAINT PAUL, MN

Past

July 5, 2005 - December 31, 2006

TCF INVESTMENTS, INC.

CRD#: 34954

ST. PAUL, MN

Past

October 6, 2004 - July 1, 2005

BROKERBANK SECURITIES, INC.

CRD#: 130116

MINNETONKA, MN

Past

February 15, 2000 - March 28, 2001

PROTECTIVE GROUP SECURITIES CORPORATION

CRD#: 6757

MINNEAPOLIS, MN

Past

July 1, 1994 - July 30, 1999

TUSCHNER & COMPANY, INC.

CRD#: 36037

ST. CLOUD, MN

Past

April 15, 1991 - July 5, 1994

KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED

CRD#: 27181

MINNEAPOLIS, MN

Past

May 4, 1990 - March 20, 1991

MATHEWS, HOLMQUIST & ASSOCIATES, INC.

CRD#: 22171

Past

December 1, 1988 - May 2, 1990

M. H. NOVICK & CO., INC.

CRD#: 6293

Past

January 30, 1987 - February 17, 1989

VAN CLEMENS & CO. INCORPORATED

CRD#: 6914

Past

November 20, 1985 - May 8, 1986

WADDELL & REED

CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FELTL ADVISORS

FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA

Registered Investment Advisory firm - (11/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(3/25/2019)

IAR

Minnesota
(3/25/2019)

Wisconsin
(3/25/2019)

IAR

Wisconsin
(3/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2004

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

FELTL ADVISORS

FELTL ADVISORS | FELTL ADVISORS, LLC

CRD#: 165244 / SEC#: 801-77347

RIA

Registered Investment Advisory firm - (11/1/2012 Approved)

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Contact information

Main Address

One Carlson Parkway North Suite 225, Plymouth, MN 55447

Mailing Address

Phone number

(612) 492-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FELTL ADVISORS FIRM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 132,417,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eric J. Overvig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Jean Overvig's CRS (Customer Relationship Summary).

Certified licenses

Experience

FELTL & COMPANY

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

ASSOCIATED INVESTMENT SERVICES, INC.

ASSOCIATED INVESTMENT SERVICES, INC.

IFMG SECURITIES, INC.

TCF INVESTMENTS, INC.

BROKERBANK SECURITIES, INC.

PROTECTIVE GROUP SECURITIES CORPORATION

TUSCHNER & COMPANY, INC.

KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED

MATHEWS, HOLMQUIST & ASSOCIATES, INC.

M. H. NOVICK & CO., INC.

VAN CLEMENS & CO. INCORPORATED

WADDELL & REED

Primary Firm SEC Registration

FELTL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2011

Series 63

Date: 6/28/2005

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2004

FINRA

Nasdaq Stock Market

Current Firm

FELTL ADVISORS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FELTL ADVISORS

TRUST BUT VERIFY

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