John E. Carlson

EPIC INVESTMENT MANAGEMENT

Boulder, CO

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CRD#: 1435067

Professional summary

John Edward Carlson, CFA is a registered financial advisor currently at EPIC INVESTMENT MANAGEMENT located in Boulder, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Carlson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

December 10, 2010 - Present

EPIC INVESTMENT MANAGEMENT

RIA

CRD#: 155370

Boulder, CO

Past

March 13, 2007 - April 15, 2010

CI DOYLE PRIVATE WEALTH, LLC

RIA

CRD#: 134503

ST. PETERSBURG, FL

Past

July 22, 2004 - January 16, 2007

BISCAYNE ADVISORS, INC.

RIA

CRD#: 104584

KEY BISCAYNE, FL

Past

January 22, 1986 - December 31, 1994

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/31/2012)

IAR

Florida
(12/10/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/31/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Current Firm

EPIC INVESTMENT MANAGEMENT

EPIC INVESTMENT MANAGEMENT | EPIC INVESTMENT MANAGEMENT, LLC | EPIC INVESTMENT MANAGEMENT, INC.

CRD#: 155370 / SEC#:

Colorado

Registered Investment Advisory firm - (8/31/2012 Approved)

Florida

Registered Investment Advisory firm - (12/10/2010 Approved)

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Contact information

Main Address

Boulder, CO

Mailing Address

Phone number

(720) 524-4200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 36,194,318

Red Flags

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John E. Carlson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Carlson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EPIC INVESTMENT MANAGEMENT

CI DOYLE PRIVATE WEALTH, LLC

BISCAYNE ADVISORS, INC.

RAYMOND JAMES & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/1986

Series 7

Date: 1/18/1986

Current Firm

EPIC INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EPIC INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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