Deborah K. Neumann
Professional summary
Deborah Kelley Neumann, who also goes by Deborah Kelley Hasler, Deborah Kelley Hasler, Deborah Gaye Kelley, is a registered financial advisor currently at BASS AND BELL, INC. located in Little Rock, Arkansas.
Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Deborah has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Kelley Neumann's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2019 - Present
BASS AND BELL, INC.
Office #1: 1 Information Way Suite 200, Little Rock, AR 72202February 5, 2014 - April 2, 2019
RAYMOND JAMES & ASSOCIATES, INC.
February 5, 2014 - April 2, 2019
RAYMOND JAMES & ASSOCIATES, INC.
January 30, 2004 - February 7, 2014
STEPHENS
February 1, 2003 - February 7, 2014
STEPHENS
December 5, 1985 - February 4, 2003
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
BASS AND BELL, INC.
CRD#: 300557 / SEC#: 801-114766
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/1/2019)
Exams
Current Firm
BASS AND BELL, INC.
CRD#: 300557 / SEC#: 801-114766
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,145 |
| AUM (Assets Under Management) | $ 874,625,136 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
BASS AND BELL, INC.
CRD#: 300557Little Rock, AR 72202TRUST BUT VERIFY
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