William R. Kaczmarek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Richard Kaczmarek, who also goes by Bill Kaczmarek, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2013 - July 2, 2018
QUESTAR ASSET MANAGEMENT, INC.
October 31, 2013 - July 2, 2018
QUESTAR CAPITAL CORPORATION
May 11, 2010 - November 20, 2013
CETERA WEALTH SERVICES, LLC
April 21, 2010 - November 20, 2013
CETERA WEALTH SERVICES, LLC
May 15, 2008 - May 4, 2010
AMERITAS INVESTMENT COMPANY, LLC
May 15, 2008 - May 4, 2010
AMERITAS INVESTMENT COMPANY, LLC
August 20, 2002 - May 21, 2008
VOYA FINANCIAL ADVISORS, INC.
July 31, 2000 - September 27, 2002
MARITIME FINANCIAL ADVISORS INC
May 31, 2000 - August 27, 2002
NEW ENGLAND SECURITIES
March 16, 1999 - June 2, 2000
CETERA WEALTH SERVICES, LLC
June 23, 1998 - March 12, 1999
SII INVESTMENTS, INC.
January 2, 1998 - June 25, 1998
GROVE POINT INVESTMENTS, LLC
January 3, 1997 - December 31, 1997
HARBOUR INVESTMENTS, INC.
October 14, 1994 - January 14, 1997
WMA SECURITIES, INC.
May 11, 1994 - October 17, 1994
HARBOUR INVESTMENTS, INC.
September 6, 1990 - May 17, 1994
WELLINGTON INVESTMENT SERVICES CORP.
December 9, 1985 - April 11, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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