William A. Hensley

DUNCAN WILLIAMS ASSET MANAGEMENT

Memphis, TN 38119

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CRD#: 1434759

Professional summary

William Allan Hensley, who also goes by Allan Hensley, is a registered financial advisor currently at DUNCAN WILLIAMS ASSET MANAGEMENT, LLC located in Memphis, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. William has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Allan Hensley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Pinpoint Financial, LLC; Investment Related; 3238 Players Club Cir Memphis, TN 38125-8843; LLC; Third Party Administrator; Principal; Start Date: 5/17/2012; 80 hours per month devoted; 80 hours per month devoted during trading hours; Administer Qualified Retirement Plans for small or medium size employers 2. St. Luke's United Methodist Church Endowment Fund Committee; Non-Investment Related; 480 S Highland Street, Memphis, TN 38111; Non-Profit; Member of Committee; Start Date: 9/21/2021; Less than 1 hour per week devoted; 0 hours devoted during trading hours; Member of a three person group charged with the review of the endowment fund 3. 9/23/21 - Thrive Memphis; Non-Investment Related; 6560 Poplar Avenue, Ste B, Memphis, TN 38138; Non-Profit; Board Member; Start Date: 9/23/2021; 1 hour per week devoted, 0 hours devoted during trading hours; Fundraising

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Allan Hensley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2020 - Present

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

Office #1: 5350 Poplar Avenue Suite 600, Memphis, TN 38119

RIA

CRD#: 174809

Memphis, TN

Past

October 7, 2016 - October 16, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

MEMPHIS, TN

Past

May 17, 2012 - October 16, 2020

LPL FINANCIAL LLC

CRD#: 6413

MEMPHIS, TN

Past

April 21, 2008 - May 18, 2012

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

CRD#: 174809 / SEC#: 801-81015

RIA

Registered Investment Advisory firm - (3/9/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(10/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/19/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

CRD#: 174809 / SEC#: 801-81015

RIA

Registered Investment Advisory firm - (3/9/2015 Approved)

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Contact information

Main Address

5350 Poplar Avenue Suite 600, Memphis, TN 38119

Mailing Address

Phone number

(901) 435-4250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWAM ADV PART 2 WRAP BROCHURE (3/28/2025)

DWAM ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,962
AUM (Assets Under Management)	$ 2,163,085,456

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William A. Hensley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Allan Hensley's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2016

Series 63

Date: 4/24/2008

SIE

Date: 10/1/2018

Series 6

Date: 4/19/2008

Current Firm

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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