Ronald C. Pasternak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Claude Pasternak was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1985. Ronald had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2016 - February 1, 2018
JUSTLY MARKETS LLC
August 6, 2012 - April 27, 2016
R. F. LAFFERTY & CO., INC.
May 27, 2011 - July 24, 2012
RODMAN & RENSHAW, LLC
September 12, 2006 - May 27, 2011
HUDSON SECURITIES,INC.
September 22, 2005 - August 7, 2006
DE ROUTE
July 18, 1995 - October 24, 2005
KNIGHT CAPITAL AMERICAS, L.P.
July 22, 1993 - July 12, 1995
DEUTSCHE IXE, LLC
May 24, 1988 - January 23, 1989
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 19, 1985 - May 24, 1988
TROSTER SINGER CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/10/1998
Limited Representative-Equity Trader ExamCurrent Firm
JUSTLY MARKETS LLC
CRD#: 159572 / SEC#: , 8-69001
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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