Hilary Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hilary Johnson was a registered financial professional .
Hilary is a previously registered financial professional and started their career in finance in 1986. Hilary had worked at 9 firms and has passed the Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2004 - November 26, 2012
COINBASE CAPITAL MARKETS CORP
February 26, 2003 - August 19, 2004
SECU BROKERAGE SERVICES
March 13, 2002 - April 3, 2002
OSAIC WEALTH, INC.
May 17, 1995 - September 20, 2002
CENTURION INSTITUTIONAL SERVICES, INC.
March 4, 1993 - March 13, 2002
PIM FINANCIAL SERVICES, INC.
September 2, 1992 - December 22, 1992
THE TRADING DESK, INC.
June 7, 1989 - March 21, 1990
WS GRIFFITH SECURITIES, INC.
June 7, 1989 - March 21, 1990
HOME LIFE INSURANCE COMPANY
April 23, 1986 - September 11, 1990
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
