Jeffrey C. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Curtis Johnson was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1985. Jeffrey had worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2021 - January 27, 2025
EARLYBIRDCAPITAL, INC.
May 4, 2018 - October 3, 2019
EARLYBIRDCAPITAL, INC.
January 17, 2007 - March 5, 2013
CITIZENS JMP SECURITIES, LLC
June 11, 1998 - October 3, 2002
DRESDNER KLEINWORT WASSERSTEIN, LLC
June 2, 1995 - March 27, 1998
FINANCIAL SQUARE PARTNERS
May 13, 1994 - February 23, 1995
LEHMAN BROTHERS INC.
November 19, 1985 - August 2, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EARLYBIRDCAPITAL, INC.
CRD#: 28629 / SEC#: , 8-43828
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
