Robert W. Tiller

J. W. COLE ADVISORS

Trinity, FL 34655

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CRD#: 1434108

Professional summary

Robert William Tiller, CFP®, who also goes by Bob Tiller, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Trinity, Florida and J.W. COLE FINANCIAL, INC. located in Trinity, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Tiller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FULL CIRCLE FINANCIAL LLC/COMPREHENSIVE WEALTH MANGEMENT. 9400 RIVER CROSSING BLVD STE 104, NEW PORT RICHEY, FL 34655. INVESTMENT RELATED. SECURITIES & FIXED INSURANCE SALES. POSITION: CO-OWNER AND CO-FOUNDER STARTED: 5/2003. HOURS PER MONTH VARIES, PROCURE, WRITE AND DELIVER APPROPRIATE 2) TILLER ENTERPRISES. NOT INVESTMENT RELATED. OWNER. FOR TAX PURPOSES ONLY, NO MARKETING. STARTED 05/1998...... 3) UNIVERSITY OF SOUTH FLORIDA, NON-INVESTMENT RELATED, 4202 EAST FOWLER AVENUE, TAMPA, FL 33620, PUBLIC UNIVERSITY, COURTESY ASSISTANT PROFESSOR, START DATE: 05/2022 4) AUTHOR: "FORGOTTEN FACES: FAMILY CAREGIVER VOICES"; BOOK AUTHORSHIP AND SALES THROUGH PUBLISHER; NON-INVESTMENT RELATED; 12/MO - 2 TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Tiller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 15, 2019 - Present

J. W. COLE ADVISORS, INC.

Office #1: 8147 Copernicus Way Suite 103, Trinity, FL 34655

RIA

CRD#: 112294

Trinity, FL

Current

February 6, 2019 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 8147 Copernicus Way Suite 103, Trinity, FL 34655

CRD#: 124583

Trinity, FL

Past

November 2, 2018 - February 7, 2019

OSAIC WEALTH, INC.

RIA

CRD#: 23131

NEW PORT RICHEY, FL

Past

November 2, 2018 - February 7, 2019

OSAIC WEALTH, INC.

CRD#: 23131

NEW PORT RICHEY, FL

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

NEW PORT RICHEY, FL

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

NEW PORT RICHEY, FL

Past

January 24, 1997 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

NEW PORT RICHEY, FL

Past

January 15, 1997 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

NEW PORT RICHEY, FL

Past

December 5, 1994 - December 31, 1996

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 24, 1994 - December 9, 1994

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

November 10, 1993 - April 5, 1994

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

August 1, 1991 - November 12, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 25, 1991 - August 13, 1991

DONALD & CO. SECURITIES INC.

CRD#: 7776

TINTON FALLS, NJ

Past

December 17, 1990 - January 28, 1991

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

November 27, 1990 - December 17, 1990

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

November 20, 1985 - December 3, 1990

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/6/2019)

IAR

Florida
(2/15/2019)

Indiana
(2/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/9/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/30/1987

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/11/1987

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert W. Tiller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Tiller's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

SUNAMERICA SECURITIES, INC.

CHATFIELD DEAN & CO., INC.

TOWER SQUARE SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

DONALD & CO. SECURITIES INC.

FIRST MONTAUK SECURITIES CORP.

CHATFIELD DEAN & CO., INC.

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/1992

Series 63

Date: 5/9/1986

SIE

Date: 10/1/2018

Series 7

Date: 11/16/1985

Series 24

Date: 11/30/1987

Series 4

Date: 8/11/1987

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

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