WT
Waymon R. Tipton
ROBERT W. BAIRD & CO.
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 1434080
WT
Professional summary
Waymon Reuben Tipton is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Nashville, Tennessee.
Waymon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Waymon has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
T-SQUARED PARTNERSHIP - INVESTMENT RELATED - 1212 VINTAGE PLACE, NASHVILLE, TN - FAMILY PARTNERSHIP SINCE 1/1/2013 - MINIMAL HOURS DEVOTED EACH MONTH, DO TO TRADES - DUTIES: PERSONAL INVESTING; TRADING HOURS - Proprietor - Wash and Dash - Non-investment related - Car wash- Co-Owner - 3/2017 - Anywhere between 0-2 hours a month devoted to the business which may take place during trading hours although rarely - This is primarily an investment, the car washes are co-owned with a son who is responsible for operating. On occasion, in his absence, I may have to perform some small duty such as checking equipment for operability and correcting. THE MATHEWS COMPANY, 615 3RD AVENUE S, NASHVILLE, TN 37210, INVESTOR, 3%, REAL ESTATE DEVELOPER AND MANAGER, START DATE 07/31/2018, 0 HRS/MO. 0 HRS/MO TRADNG General Bancshares, Inc. start date 08/10/2018, 4564 Main Street, Jasper, TN 37347, Community Bank, Investor less than 1%, 0 hrs/mo, 0 hrs/mo trading. Courage Music Raoyalty Fund, investor, start date 01/31/2018, 4400 Harding Road, Nashville, TN 37205, 0 hrs/mo, 0 hrs/motrading iSelect Fund, investor, start date 10/30/2017, venture capital fund platform, no duties, 0 hrs/mo, 0 hrs/mo trading. 4240 Duncan Avenue, St Louis, MO 63110. H & T Associates, investor with no duties, 2 car washes, start date 03/01/2016, 106 Windsor Drive, Nashville, TN 37205, o hrs/mo, 0 hrs/ mo trading. DELTA TILDWEN PARTNERS,LLC, INVESTOR IN LLC, ENERGY PARTNERSHIP, START DATE 04/25/2019, 602 S BOULDER AVENUE, TULSA, OK 74119, 0 HRS/MO, 0 HRS/MO TRADING. SCHOLARSHIP AUDITIONS.COM,INVESTOR, START DATE 07/03/2019, 300 10TH AVENUE S, NASHVILLE, TN 37203, PLATFORM TO CONNECT SCHOOLS WITH SCHOLARSHIP MONIES, 0 HRS/MO, 0 HRS/MO TRADING. RAMSDEN 1616 BELL ROAD LLC, REAL ESTATE INVESTMENT,PART OF MANAGEMENT COMPANY, 2030 FRANSWORTH,NASHVILLE, TN 37205, START DATE 09/15/2019. 0 HRS/MO, 0 HRS/MO TRADING. 1616 BELL ROAD LLC, START DATE 09/15/2019, 1033 DEMONBREUN STREET, NASHVILLE, TN 37203, MULTI FAMILY REAL ESTATE INVESTMENT. 0 HRS/MO, 0 HRS/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Waymon Reuben Tipton's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Waymon Reuben Tipton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 1600 West End Ave, Suite 1100, Nashville, TN 37203RIA
BD
CRD#: 8158
Nashville, TN
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 1600 West End Ave, Suite 1100, Nashville, TN 37203RIA
BD
CRD#: 8158
Nashville, TN
Past
June 25, 2018 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
Nashville, TN
Past
June 25, 2018 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
Nashville, TN
Past
January 14, 2013 - April 1, 2019
AVONDALE PARTNERS, LLC
RIA
CRD#: 46838
NASHVILLE, TN
Past
January 14, 2013 - April 1, 2019
AVONDALE PARTNERS, LLC
BD
CRD#: 46838
NASHVILLE, TN
Past
July 16, 2010 - January 15, 2013
STEPHENS
RIA
CRD#: 3496
NASHVILLE, TN
Past
July 16, 2010 - January 15, 2013
STEPHENS
BD
CRD#: 3496
NASHVILLE, TN
Past
June 1, 2009 - July 22, 2010
MORGAN STANLEY
RIA
CRD#: 149777
NASHVILLE, TN
Past
June 1, 2009 - July 22, 2010
MORGAN STANLEY
BD
CRD#: 149777
NASHVILLE, TN
Past
April 8, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
NASHVILLE, TN
Past
April 4, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NASHVILLE, TN
Past
August 15, 2001 - April 3, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
January 14, 1994 - August 21, 1996
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
June 25, 1993 - January 20, 1994
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 27, 1990 - July 12, 1993
THE ROBINSON-HUMPHREY COMPANY, LLC
BD
CRD#: 723
ATLANTA, GA
Past
June 11, 1986 - July 27, 1990
AMERISTAR CAPITAL MARKETS, INC.
BD
CRD#: 17068
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2021)
RR
Georgia(10/18/2019)
RR
Mississippi(6/26/2025)
RR
Ohio(12/21/2020)
RR
Tennessee(10/18/2019)
IAR
Tennessee(10/18/2019)
RR
Texas(10/18/2019)
IAR
Texas(7/31/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
