RB
Ronald C. Bucchi
WESTPARK WEALTH ADVISORS
Bulverde, TX 78163
Some features on this profile are disabled
CRD#: 1433812
RB
Professional summary
Ronald Charles Bucchi, CFP®, who also goes by Ron Bucchi, is a registered financial advisor currently at WESTPARK WEALTH ADVISORS, INC. located in Bulverde, Texas and CALTON & ASSOCIATES, INC. located in Bulverde, Texas.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Ronald has worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Bucchi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Flores & Bucchi Financial Services. Non-Investment related. Address: 13300 Old Blanco Road, Suite 250, San Antonio, TX 78216. Nature of Business: DBA for traditional fixed life insurance and annuity sales/service, LTC insurance sales/service, and traditional fixed annuity sales/service. Position/Title/Relationship: Owner. Start Date: 10/1983. Hours per month: 20. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Review insurance needs with existing clients or referred prospects, review proper ownership and beneficiary designations, policy rehabilitation, final expense planning, and sales when appropriate. Term insurance, traditional universal life insurance, whole life insurance, long term care insurance, and traditional fixed annuities. 2) Name of Business: Westpark Wealth Advisors. Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston, TX 77077. Nature of Business: Fee-based managed money for clients through IMS Financial Advisors. Position/Title/Relationship: IAR. Hours per month: 32. Hours per month during Securities trading hours: 20%. Duties/Responsibilities: Qualify potential clients who would benefit from the services of a professional third-party investment advisor (TPFG), advise prospective clients on the advantages and disadvantages of obtaining such services, facilitating engagement of such service, and 3) Name of Business: Ronald C Bucchi. Non-Investment related. Address: 13300 Old Blanco Road, Suite 250, San Antonio, TX 78216. Nature of Business: Personal family budgeting and insurance policy review service. Position/Title/Relationship: Owner. Hours per month: 40. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Helping clients establish budgets, reviewing various insurance policies so that they better understand their risks. 4) Name of Business: Pacific Life Advisory Council. Investment related. Address: 700 Newport Center Drive, Newport Beach, CA 92660. Nature of Business: provide feedback from the field to Pacific Life on their advisory variable annuity operation and offering. Position: Non-paid member of an advisory council. Hours per month: 4. Hours per month during Securities trading hours: 0. Duties/Responsibilities: To provide feedback to Pacific Life on their advisory variable annuity operation and offering.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Charles Bucchi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 12, 2016 - Present
WESTPARK WEALTH ADVISORS, INC.
Office #1: 2376 Bulverde Road Suite 108, Bulverde, TX 78163RIA
CRD#: 130914
Bulverde, TX
Current
November 13, 2017 - Present
CALTON & ASSOCIATES, INC.
Office #1: 2376 Bulverde Road Suite 108, Bulverde, TX 78163RIA
BD
CRD#: 20999
Bulverde, TX
Past
May 12, 2003 - November 9, 2017
IMS SECURITIES, INC.
BD
CRD#: 35567
SAN ANTONIO, TX
Past
January 4, 1999 - May 14, 2003
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
November 22, 1995 - December 31, 1998
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
March 24, 1994 - November 22, 1995
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
December 16, 1988 - May 1, 1992
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
January 26, 1988 - July 12, 1988
VP DISTRIBUTORS LLC
BD
CRD#: 3036
Past
December 23, 1985 - January 11, 1988
OSAIC FS, INC.
BD
CRD#: 3870
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
Registered Investment Advisory firm - (4/28/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/15/2021)
RR
North Carolina(3/23/2018)
IAR
North Carolina(4/2/2018)
IAR
Texas(1/12/2016)
RR
Texas(11/13/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
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Contact information
Main Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Mailing Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Phone number
(713) 266-2993
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
