Talva E. Maslach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Talva Elaine Maslach, who also goes by Talva Bosley, Talva Elaine Burns, was a registered financial professional .
Talva is a previously registered financial professional and started their career in finance in 1985. Talva had worked at 5 firms and has passed the Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2011 - July 12, 2013
WRP INVESTMENTS, INC.
December 20, 2010 - January 18, 2011
CHASE INVESTMENT SERVICES CORP.
October 20, 2010 - January 18, 2011
CHASE INVESTMENT SERVICES CORP.
June 1, 2009 - April 28, 2010
MORGAN STANLEY
June 1, 2009 - April 28, 2010
MORGAN STANLEY
December 7, 1999 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 13, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 23, 1985 - July 29, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/23/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
