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TK

Thomas Kane

ZEUS FINANCIAL

BOCA RATON, FL

·CRD# 1433735·41 years experience

Professional Summary

Thomas Kane, who also goes by Thomas G Kane, Thomas Gerard Kane, is a registered financial advisor currently at ZEUS FINANCIAL, LLC located in Boca Raton, Florida. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1985. Thomas has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 53, Series 24, Series 4 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas G Kane, Thomas Gerard Kane

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

ZEUS FINANCIAL, LLC·CRD# 18192

BD

4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

August 30, 2024 - Present

OPPENHEIMER & CO. INC.·CRD# 249

BD

Chicago, IL

October 16, 2023 - August 9, 2024

MULTI-BANK SECURITIES, INC.·CRD# 22098

BD

Chicago, IL

July 21, 2020 - October 12, 2023

INSPEREX LLC·CRD# 101420

BD

Chicago, IL

June 7, 2005 - January 8, 2019

FHN FINANCIAL SECURITIES CORP.·CRD# 46346

BD

Memphis, TN

January 7, 2005 - February 22, 2005

GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466

BD

New York, NY

November 9, 1992 - January 7, 2005

SANWA UNIVERSAL SECURITIES CO., LLC·CRD# 8427

BD

New York, NY

April 25, 1991 - October 30, 1992

SANWA SECURITIES (USA) CO., L.P.·CRD# 19697

BD

New York, NY

July 25, 1987 - October 30, 1992

MABON, NUGENT & CO.·CRD# 2617

BD

November 19, 1985 - July 6, 1987

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Current Firm

ZF

ZEUS FINANCIAL, LLC

TRANS-CAP SECURITIES, INC | ZEUSFINANCIALLLC.COM | ZEUSBD.COM | ZEUS SECURITIES, INC. | ZEUS SECURITIES, INC | ZEUS FINANCIAL, LLC

CRD#: 18192 / SEC#: 8-36214

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

Mailing Address

4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

Phone Number

(561) 708-0700

Established

Florida since 03/17/1986

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
BUTKEVITS, LETICIA VERA	MEMBER	6717105
ORCHID BAY FINANCIAL HOLDINGS, LLC	MEMBER	—
ACHILLE, RALPH	CCO	5875142
BUTKEVITS, VINCENT WILLIAM III	CEO	1818987
KUMAR, PARDEEP	MANAGING DIRECTOR	5214503
SHUMBERG, IVANA MARCELLA	FINOP/PFO	3167225
TROUSDALE, LAUREN NICOLE	FINOP/POO	5622407

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Florida
(8/30/2024)

RR

Illinois
(8/30/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1986About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1985About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2011About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Aug 1999About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1995About the Series 4 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Feb 1995

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thomas Kane's CRS (Customer Relationship Summary).

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TK

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