Terrence W. Casey

CHANCELLOR FINANCIAL GROUP WB LP

Wilkes-barre, PA 18701

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CRD#: 1433590

Professional summary

Terrence Winston Casey is a registered financial advisor currently at CHANCELLOR FINANCIAL GROUP WB LP located in Wilkes-barre, Pennsylvania.

Terrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Terrence has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)CHANCELLOR FINANCIAL GROUP WB LP 15 PUBLIC SQUARE SUITE 400 WILKES BARRE, PA 18701 RIA INVESTMENT FIRM PRESIDENT, PARTNER MAY 2012 112 HOURS PER MONTH TO THE RIA 48 HOURS TO SECURITIES BUSINESS (APPX.) 2)CHANCELLOR ITRUST - AGENT; SELLING INSURANCE. START DATE: 07/2013; DEVOTES 2 HRS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrence Winston Casey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2012 - Present

CHANCELLOR FINANCIAL GROUP WB LP

Office #1: 60 Public Square Suite 600, Wilkes-barre, PA 18701

RIA

CRD#: 159563

Wilkes-barre, PA

Past

July 11, 2014 - November 4, 2015

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

WILKES-BARRE, PA

Past

March 6, 2014 - July 14, 2014

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

WILKES-BARRE, PA

Past

September 7, 2011 - March 6, 2012

M&T SECURITIES, INC.

RIA

CRD#: 17358

WILKES-BARRE, PA

Past

April 14, 2010 - March 6, 2012

M&T SECURITIES, INC.

CRD#: 17358

WILKES-BARRE, PA

Past

December 12, 1985 - November 16, 1995

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHANCELLOR FINANCIAL GROUP WB LP

CHANCELLOR FINANCIAL GROUP | JSB FINANCIAL, LLC | CHANCELLOR FINANCIAL GROUP WB LP | CHANCELLOR FINANCIAL GROUP LP

CRD#: 159563 / SEC#: 801-117707

RIA

Registered Investment Advisory firm - (12/2/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/21/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/17/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/6/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/29/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CHANCELLOR FINANCIAL GROUP WB LP

CHANCELLOR FINANCIAL GROUP | JSB FINANCIAL, LLC | CHANCELLOR FINANCIAL GROUP WB LP | CHANCELLOR FINANCIAL GROUP LP

CRD#: 159563 / SEC#: 801-117707

RIA

Registered Investment Advisory firm - (12/2/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/21/2017 Terminated)

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Contact information

Main Address

60 Public Square Suite 600, Wilkes-barre, PA 18701

Mailing Address

Phone number

(570) 822-4475

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHANCELLOR DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/14/2025)

Regulatory assets under management

Total Number of Accounts	1,404
AUM (Assets Under Management)	$ 216,108,289

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Terrence W. Casey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrence Winston Casey's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWBRIDGE SECURITIES CORPORATION

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

M&T SECURITIES, INC.

M&T SECURITIES, INC.

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

CHANCELLOR FINANCIAL GROUP WB LP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/6/2011

Series 63

Date: 8/29/1986

SIE

Date: 11/4/2015

Series 7

Date: 4/13/2010

Series 6

Date: 12/11/1985

Current Firm

CHANCELLOR FINANCIAL GROUP WB LP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHANCELLOR FINANCIAL GROUP WB LP

TRUST BUT VERIFY

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