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Gregory Michael Visconti

Gregory M. Visconti

VISCONTI & ASSOCIATES, A FINANCIAL SERVICES
Verona, NJ 07044
Some features on this profile are disabled
CRD#: 1433416
Gregory Michael Visconti

Professional summary

Gregory Michael Visconti, CFP®, who also goes by Gregory M VIsconti, is a registered financial advisor currently at VISCONTI & ASSOCIATES, A FINANCIAL SERVICES LLC located in Verona, New Jersey.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Gregory has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gregory M Visconti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Michael Visconti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1989

Experience

Current

April 25, 2006 - Present

VISCONTI & ASSOCIATES, A FINANCIAL SERVICES LLC

Office #1: 155 Pompton Ave Suite 203-1, Verona, NJ 07044
RIA
CRD#: 129478
Verona, NJ
Past

January 2, 2001 - December 31, 2002

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
PHOENIX, AZ
Past

May 11, 1990 - February 15, 2001

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

November 13, 1986 - April 4, 1990

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

January 21, 1986 - August 12, 1986

NEW ENGLAND SECURITIES

BD
CRD#: 615

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(4/25/2006)

Exams

State Security Law Exam
RR
Series 63
Date: 4/21/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/1986
General Securities Representative Examination

Current Firm

V&
VISCONTI & ASSOCIATES, A FINANCIAL SERVICES LLC
GREGORY M VISCONTI | VISCONTI, DARBY & ASSOCIATES | VISCONTI, CIRINELLI & ASSOCIATES, A FINANCIAL SERVICES CO. | VISCONTI & ASSOCIATES, A FINANCIAL SERVICES LLC | VISCONTI & ASSOCIATES A FINANCIAL SERVICES CO | STERLING ADAMS ADVISORS | NEOPOLITAN CAPITAL GROUP, LLC | NEOPOLITAN CAPITAL GROUP | GREGORY M. VISCONTI D/B/A VISCONTI & ASSOCIATES

CRD#: 129478 / SEC#:

New Jersey
Registered Investment Advisory firm - (8/10/2000 Approved)
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Contact information

Main Address
155 Pompton Ave Suite 203-1, Verona, NJ 07044
Mailing Address
Po Box 6158, Hoboken, NJ 07030
Phone number
(201) 659-8852
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts242
AUM (Assets Under Management)$ 24,899,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISCONTI & ASSOCIATES, A FINANCIAL SERVICES LLC

CRD#: 129478Verona, NJ 07044

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