David B. Watson
Professional summary
David Brian Watson, who also goes by David B Watson, is a registered financial advisor currently at OAK ASSET MANAGEMENT, LLC located in Flagstaff, Arizona.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Brian Watson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2017 - Present
OAK ASSET MANAGEMENT, LLC
Office #1: 123 So. San Francisco St. #15, Flagstaff, AZ 86001November 28, 2007 - May 9, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 27, 2007 - May 9, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 8, 1997 - December 10, 2007
UBS FINANCIAL SERVICES INC.
November 19, 1985 - December 10, 2007
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
OAK ASSET MANAGEMENT, LLC
CRD#: 287856 / SEC#: 801-110296
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/21/2020)
(5/8/2017)
(5/8/2017)
Exams
Series 8
Date: 2/9/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
OAK ASSET MANAGEMENT, LLC
CRD#: 287856 / SEC#: 801-110296
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 741 |
| AUM (Assets Under Management) | $ 383,244,730 |
Red Flags
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