Joseph A. Tornincaso

CWA ASSET MANAGEMENT GROUP

Naples, FL 34109

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CRD#: 1433148

Professional summary

Joseph Anthony Tornincaso, who also goes by Joseph A Tornincaso, is a registered financial advisor currently at CWA ASSET MANAGEMENT GROUP located in Naples, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Joseph has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph A Tornincaso

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Frederick Dean Advisory Group; Investment Related: No; Business Address: 780 5th Ave S, Suite 200 Naples, FL 34102; Nature of the other business: Boutique firm specializing in comprehensive life continuity and exposure management for individuals and families. Provides security advice and advises of hidden physical and technical risks that people may encounter.; Position: Compensated employee; Title: Senior Advisor and Strategist; Start Date: June 16, 2025; Approx. hrs/mo: 15 Number of hours during securities trading hours: 0; Duties: Reviewing risk profiles, advising and providing hiring and marketing strategies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Tornincaso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2018 - Present

CWA ASSET MANAGEMENT GROUP

Office #1: 9130 Galleria Court Third Floor, Naples, FL 34109

RIA

CRD#: 158940

Naples, FL

Past

January 24, 2008 - June 14, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NAPLES, FL

Past

January 14, 1999 - June 14, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NAPLES, FL

Past

March 4, 1998 - December 21, 1998

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

August 17, 1995 - July 7, 1997

SHEARMAN, RALSTON INC.

CRD#: 7320

GREENWICH, CT

Past

February 1, 1995 - June 26, 1995

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

October 6, 1994 - February 1, 1995

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

December 13, 1985 - January 15, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CWA ASSET MANAGEMENT GROUP

BLUEHARBOR WEALTH ADVISORS | CWA ASSET MANAGEMENT GROUP, LLC | CWA ASSET MANAGEMENT GROUP | CAPITAL WEALTH ADVISORS

CRD#: 158940 / SEC#: 801-79715

RIA

Registered Investment Advisory firm - (5/22/2014 Approved)

Florida

Registered Investment Advisory firm - (5/23/2014 Terminated)

Nebraska

Registered Investment Advisory firm - (5/23/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (5/23/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/30/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/7/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/12/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CWA ASSET MANAGEMENT GROUP

BLUEHARBOR WEALTH ADVISORS | CWA ASSET MANAGEMENT GROUP, LLC | CWA ASSET MANAGEMENT GROUP | CAPITAL WEALTH ADVISORS

CRD#: 158940 / SEC#: 801-79715

RIA

Registered Investment Advisory firm - (5/22/2014 Approved)

Florida

Registered Investment Advisory firm - (5/23/2014 Terminated)

Nebraska

Registered Investment Advisory firm - (5/23/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (5/23/2014 Terminated)

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Contact information

Main Address

9130 Galleria Court Third Floor, Naples, FL 34109

Mailing Address

Phone number

(239) 434-7434

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWA FORM ADV PART 2A (10/21/2025)

Regulatory assets under management

Total Number of Accounts	4,702
AUM (Assets Under Management)	$ 4,065,327,201

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/05/2025	Cover Page	Report
12/20/2024	Cover Page	Report
10/13/2023	Cover Page	Report
12/09/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Joseph A. Tornincaso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Tornincaso's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

BNY MELLON SECURITIES CORPORATION

SHEARMAN, RALSTON INC.

FISERV INVESTOR SERVICES, INC.

CAPITAL BROKERAGE CORPORATION

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CWA ASSET MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/30/2007

Series 63

Date: 1/7/1986

SIE

Date: 6/14/2018

Series 7

Date: 5/10/1995

Series 6

Date: 12/12/1985

Current Firm

CWA ASSET MANAGEMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CWA ASSET MANAGEMENT GROUP

TRUST BUT VERIFY

Contact information

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