Bruce H. Faurot

DOVER ADVISORS

Atlanta, GA 30342

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CRD#: 1432944

Professional summary

Bruce Hollingshead Faurot is a registered financial advisor currently at DOVER ADVISORS, LLC located in Atlanta, Georgia.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Bruce has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed Insurance Agent; Not Investment-Related; 5555 Glenridge Dr. NE, Suite 200, Atlanta, GA 30342; Insurance Sales; Insurance Agent; 09/21/2023; 5 hours per month; Sale of Life Policies

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Hollingshead Faurot's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2023 - Present

DOVER ADVISORS, LLC

Office #1: 5555 Glenridge Dr. Ne Suite 200, Atlanta, GA 30342

RIA

CRD#: 320832

Atlanta, GA

Past

October 25, 2004 - September 22, 2023

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

ATLANTA, GA

Past

January 2, 2003 - September 22, 2023

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

ATLANTA, GA

Past

January 13, 2001 - January 8, 2003

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

October 25, 1990 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

December 23, 1985 - October 16, 1990

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOVER ADVISORS, LLC

DOVER ADVISORS, LLC | LTB WEALTH, LLC

CRD#: 320832 / SEC#: 801-124840

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/2/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/1985

General Securities Representative Examination

Current Firm

DOVER ADVISORS, LLC

DOVER ADVISORS, LLC | LTB WEALTH, LLC

CRD#: 320832 / SEC#: 801-124840

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

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Contact information

Main Address

Richmond, VA

Mailing Address

Phone number

(804) 750-3665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOVER ADVISORS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (2/12/2025)

Regulatory assets under management

Total Number of Accounts	308
AUM (Assets Under Management)	$ 332,550,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Bruce H. Faurot

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Hollingshead Faurot's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

ALEX. BROWN & SONS INCORPORATED

Primary Firm SEC Registration

DOVER ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/1994

Series 63

Date: 1/2/1986

SIE

Date: 10/1/2018

Series 7

Date: 12/21/1985

Current Firm

DOVER ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOVER ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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