Derrick M. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derrick Mark Burns, who also goes by Burns Derrick, was a registered financial professional .
Derrick is a previously registered financial professional and started their career in finance in 1985. Derrick had worked at 12 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2014 - July 20, 2016
BONWICK CAPITAL PARTNERS, LLC
January 23, 2013 - November 5, 2013
KOTA GLOBAL SECURITIES INC.
November 19, 2009 - March 15, 2011
SEAPORT GLOBAL SECURITIES LLC
October 16, 2008 - November 18, 2009
BLAYLOCK VAN, LLC
November 6, 2006 - July 3, 2007
UTENDAHL CAPITAL GROUP, LLC
September 8, 1999 - July 3, 2007
UTENDAHL CAPITAL PARTNERS, L.P.
February 13, 1998 - August 23, 1999
THE WILLIAMS CAPITAL GROUP, L.P.
September 24, 1997 - January 20, 1998
THE WILLIAMS CAPITAL GROUP, L.P.
May 16, 1995 - September 19, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
July 27, 1994 - January 12, 1995
KIDDER, PEABODY & CO. INCORPORATED
July 25, 1987 - April 7, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
January 28, 1987 - April 7, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
December 23, 1985 - August 21, 1986
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BONWICK CAPITAL PARTNERS, LLC
CRD#: 156469 / SEC#: , 8-68796
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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