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Derrick Mark Burns

CRD# 1432611·Registered 1985 - 2016
Previously Registered: Being a previously registered professional could mean that Derrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Derrick Mark Burns, who also goes by Burns Derrick, was a registered financial advisor. Derrick was a previously registered financial professional and started their career in finance 1985 - 2016. Derrick had worked at 12 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Burns Derrick

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

BONWICK CAPITAL PARTNERS, LLC·CRD# 156469
BD
Los Angeles, CA
February 26, 2014 - July 20, 2016
KOTA GLOBAL SECURITIES INC.·CRD# 28137
BD
Newport Beach, CA
January 23, 2013 - November 5, 2013
SEAPORT GLOBAL SECURITIES LLC·CRD# 116270
BD
Los Angeles, CA
November 19, 2009 - March 15, 2011
BLAYLOCK VAN, LLC·CRD# 145317
BD
Oakland, CA
October 16, 2008 - November 18, 2009
UTENDAHL CAPITAL GROUP, LLC·CRD# 113617
BD
New York, NY
November 6, 2006 - July 3, 2007
UTENDAHL CAPITAL PARTNERS, L.P.·CRD# 30115
BD
New York, NY
September 8, 1999 - July 3, 2007
THE WILLIAMS CAPITAL GROUP, L.P.·CRD# 35149
BD
New York, NY
February 13, 1998 - August 23, 1999
THE WILLIAMS CAPITAL GROUP, L.P.·CRD# 35149
BD
New York, NY
September 24, 1997 - January 20, 1998
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
New York, NY
May 16, 1995 - September 19, 1995
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
July 27, 1994 - January 12, 1995
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.·CRD# 19727
BD
July 25, 1987 - April 7, 1990
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
January 28, 1987 - April 7, 1990
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
December 23, 1985 - August 21, 1986

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Current Firm

BC
BONWICK CAPITAL PARTNERS, LLC

BONWICK CAPITAL PARTNERS, LLC

CRD#: 156469 / SEC#: 8-68796
BD
Terminated by SEC on 02/11/2017

Contact Information

Established

New York since 08/06/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WICKER, DEVIN LAMARRCEO/CFO, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, AMLCO4228250
WICKER, DEVIN LAMARRROSFP4228250
WICKER, DEVIN LAMARRFINOP4228250
VALOR GROUP LTD.MEMBER—
SILVERY FORTUNE HOLDINGS LIMITEDMEMBER—
BEDROCK CAPITAL GROUP, LLCMEMBER—

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2016About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 1994About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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