William C. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Chester Lawrence, who also goes by Chester Lawrence, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2004 - November 1, 2022
THE O.N. EQUITY SALES COMPANY
February 11, 2003 - April 2, 2004
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 23, 2002 - January 9, 2003
NYLIFE SECURITIES LLC
December 17, 2001 - August 9, 2002
METROPOLITAN LIFE INSURANCE COMPANY
December 17, 2001 - August 9, 2002
MSI FINANCIAL SERVICES, INC.
August 13, 2001 - January 10, 2003
EAGLE STRATEGIES LLC
June 9, 1999 - January 16, 2002
NYLIFE SECURITIES LLC
October 23, 1991 - June 14, 1999
WOODBURY FINANCIAL SERVICES, INC.
March 5, 1990 - January 29, 1992
WALNUT STREET SECURITIES, INC.
November 17, 1989 - March 7, 1990
MARINER FINANCIAL SERVICES, INC.
February 17, 1987 - November 17, 1989
BERACHAH SECURITIES CORPORATION
June 26, 1986 - November 10, 1987
HISTORIC SQUARE EQUITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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