Vincent K. Hyman

AMERICAN CAPITAL MANAGEMENT

Louisville, KY 40206

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CRD#: 1432345

Professional summary

Vincent K Hyman, who also goes by VInce Hyman, Vincent Keane Hyman, Vincent Hyman, is a registered financial advisor currently at AMERICAN CAPITAL MANAGEMENT, INC. located in Louisville, Kentucky and REGULUS FINANCIAL GROUP, LLC located in New Albany, Indiana.

Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Vincent has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vince Hyman | Vincent Keane Hyman | Vincent Hyman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I HAVE A CORPORATION WHERE I PASS THROUGH MY INCOME & PAY MY BUSINESS EXPENSES: PROFESSIONAL PLANNING GROUP ADVISORS, INC. ALSO, I HAVE ESTABLISHED AN S CORP BY THE NAME OF TIME MANAGEMENT SYSTEMS INC AND I OWN 100%. THIS CORP WILL BE A 50% MEMBER OF AN LLC KNOWN AS GPS MANAGEMENT LLC. GPS MANAGEMENT LLC INVESTMENT RELATED: NO ADDRESS: 480 E NORTHFIELD DR, BROWNSBURG, IN, 46112 NATURE: DEVELOP AND MARKET AUTOMATIC VEHICLE LOCATION EQUIPMENT TITLE: MEMBER DATES: 10/98 - PRESENT TIME: 4 HRS/MONTH DUTIES: GENERIC REVIEW OF FINANCIAL STATEMENTS INDEPENDANT AGENT SELLING LIFE INSURANCE AND ANNUITIES. 30 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent K Hyman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2008 - Present

AMERICAN CAPITAL MANAGEMENT, INC.

Office #1: 2305 River Road, Louisville, KY 40206

RIA

CRD#: 122452

Louisville, KY

Current

August 31, 2023 - Present

REGULUS FINANCIAL GROUP, LLC

Office #1: 4222 Grantline Dr, New Albany, IN 47150

CRD#: 150631

New Albany, IN

Past

October 1, 2007 - September 1, 2023

AMERICAN EQUITY INVESTMENT CORPORATION

CRD#: 40199

NEW ALBANY, IN

Past

August 12, 2002 - October 1, 2007

OGILVIE SECURITY ADVISORS CORPORATION

RIA

CRD#: 10105

LOUISVILLE, KY

Past

July 28, 1998 - October 1, 2007

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

LOUISVILLE, KY

Past

December 3, 1992 - July 27, 1998

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

July 25, 1988 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

NEW YORK, NY

Past

July 25, 1988 - December 2, 1992

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

March 14, 1986 - May 31, 1988

ALEXANDER INVESTMENT SERVICES CO.

CRD#: 1037

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/31/2023)

Georgia
(8/31/2023)

Illinois
(3/27/2024)

IAR

Indiana
(1/24/2008)

Indiana
(8/31/2023)

IAR

Kentucky
(1/24/2008)

Kentucky
(8/31/2023)

Ohio
(9/1/2023)

Texas
(8/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/22/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMERICAN CAPITAL MANAGEMENT, INC.

AMERICAN CAPITAL MANAGEMENT, INC. | JT DAVIS ASSET MANAGEMENT, LLC

CRD#: 122452 / SEC#:

Florida

Registered Investment Advisory firm - (3/30/2018 Approved)

Indiana

Registered Investment Advisory firm - (7/30/1991 Approved)

Kentucky

Registered Investment Advisory firm - (1/24/2008 Approved)

Ohio

Registered Investment Advisory firm - (6/28/2013 Approved)

Texas

Registered Investment Advisory firm - (12/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4222 Grantline Road, New Albany, IN 47150

Mailing Address

Phone number

(812) 945-9888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	435
AUM (Assets Under Management)	$ 78,724,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vincent K. Hyman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent K Hyman's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGULUS FINANCIAL GROUP, LLC

AMERICAN EQUITY INVESTMENT CORPORATION

OGILVIE SECURITY ADVISORS CORPORATION

OGILVIE SECURITY ADVISORS CORPORATION

1717 CAPITAL MANAGEMENT COMPANY

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

ALEXANDER INVESTMENT SERVICES CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/1985

SIE

Date: 10/1/2018

Series 7

Date: 11/16/1985

FINRA

Current Firm

AMERICAN CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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