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Brian P. Walsh
THE ASCENT GROUP
Hilton Head, SC 29926
Some features on this profile are disabled
CRD#: 1432309
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Professional summary
Brian Patrick Walsh is a registered financial advisor currently at THE ASCENT GROUP, LLC located in Hilton Head, South Carolina and OSAIC WEALTH, INC. located in Wayne, Pennsylvania.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Brian has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE ASCENT GROUP POSITION: IAR NATURE: Investment Advisory Representative INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/15/2021 ADDRESS: 119 W Wayne Ave, Wayne PA 19087 DESCRIPTION: Advise clients on investment solutions 2) BRIAN P WALSH POSITION: Sole Prop NATURE: Public Motivational Speaking INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2019 ADDRESS: 28 China Cockle Lane, Hilton Head Island SC 29926 DESCRIPTION: Motivational speaking 3) Clover 4 Inc -not investment related; 2028 E Old Lincoln Highway, Langhorne, PA 19047; llc bar/restaurant; 1/4 owner; 2/15/2020; 10 hrs/month; 2 hrs during trading; bar and restaurant, financial ownership, no day-to-day activities 4) Insurance -investment related; 119 W Wayne Ave, Wayne, PA 19087; fixed and variable life, annuity disability income insurance; broker; 7/15/1997; 20 hrs/month; 20 hrs during trading; place fixed insurance with various carriers 5) Million Dollar Round Table Foundation -not investment related; 325 West Touhy Ave, Park Ridge, IL 60068; 503c; immediate past president; 9/1/2022; 10 hrs/month; 5 hrs during trading; serve on the board of trustees and am an officer with the title immediate past president 6) Walnic Properties -investment related; 119 W Wayne Ave, Wayne, PA 19087; llc; 50% member; 7/15/2022; 5 hrs/month; 2 hrs during trading; Walnic Properties owns the building we lease for Walsh & Nicholson Financial Group 7) Walsh & Nicholson, Inc -investment related; 119 W Wayne Ave, Wayne, PA 19087; sale of fixed insurance product; co-owner; 4/25/1991; 20 hrs/month; 10 hrs during trading; procurring fixed insurance product for clients 8) WALNIC PROPERTIES POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/15/2002 ADDRESS: 119 W Wayne Ave, Wayne PA 19087 DESCRIPTION: 50% owner of our office building. 9) BRIAN P WALSH POSITION: Sole Prop NATURE: Public Motivational Speaking INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2019 ADDRESS: 28 China Cockle Lane, Hilton Head Island SC 29926 DESCRIPTION: Motivational speaking 10) BRIAN P WALSH POSITION: Self NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/15/1985 ADDRESS: 119 W Wayne Ave, Wayne PA 19087 DESCRIPTION: Insurance Planning 11) BRIAN & MARY ANN C WALSH POSITION: Joint Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 12/04/2021 ADDRESS: 830 St Charles Place, Ocean City NJ 08226 DESCRIPTION: Rental property that my wife and I own 12) LOWER MERION TOWNSHIP FIREMANS RELIEF ASSOC POSITION: Trustee NATURE: Trustee with two others oveseeing investment accounts INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 119 W Wayne Ave, Wayne PA 19087 DESCRIPTION: One of three trustees overseeing investment account 13) CLOVER 4 LLC POSITION: 1/4 owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/24/2020 ADDRESS: 2028 E Old Lincoln Highway, Langhorne PA 19047, United States DESCRIPTION: Bar Restaraunt no day to day activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Patrick Walsh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2021 - Present
THE ASCENT GROUP, LLC
Office #1: 1000 Main Street Suite 200a, Hilton Head, SC 29926Office #2: 119 W Wayne Ave, Wayne, PA 19087RIA
CRD#: 314424
Hilton Head, SC
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 119 West Wayne Avenue, Wayne, PA 19087RIA
BD
CRD#: 23131
Wayne, PA
Past
February 1, 2023 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Wayne, PA
Past
June 30, 2006 - November 5, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
WAYNE, PA
Past
June 30, 2006 - January 23, 2023
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
WAYNE, PA
Past
March 13, 2003 - June 30, 2006
CARILLON INVESTMENTS, INC.
RIA
CRD#: 14646
WAYNE, PA
Past
July 28, 1997 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
WAYNE, PA
Past
September 1, 1992 - July 28, 1997
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
September 3, 1991 - September 2, 1992
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
October 27, 1988 - October 31, 1990
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
March 2, 1987 - October 4, 1988
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
November 14, 1985 - March 7, 1987
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THE ASCENT GROUP, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WALSH & NICHOLSON | THE ASCENT GROUP, LLC | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | ALERA GROUP WEALTH SERVICES
CRD#: 314424 / SEC#: 801-121182
RIA
Registered Investment Advisory firm - (5/10/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
RR
Arkansas(8/23/2024)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Connecticut(8/23/2024)
RR
Delaware(8/23/2024)
RR
District of Columbia(8/23/2024)
RR
Florida(8/23/2024)
RR
Georgia(8/23/2024)
RR
Illinois(8/23/2024)
RR
Maine(8/23/2024)
RR
Maryland(8/23/2024)
RR
Massachusetts(8/23/2024)
RR
Michigan(8/23/2024)
RR
Minnesota(8/23/2024)
RR
Mississippi(8/23/2024)
RR
Missouri(8/23/2024)
RR
New Hampshire(8/23/2024)
RR
New Jersey(8/23/2024)
RR
New Mexico(8/23/2024)
RR
New York(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Ohio(8/23/2024)
RR
Oklahoma(8/23/2024)
RR
Oregon(8/23/2024)
IAR
Pennsylvania(5/14/2021)
RR
Pennsylvania(8/23/2024)
IAR
South Carolina(7/12/2021)
RR
South Carolina(8/23/2024)
RR
Tennessee(8/23/2024)
IAR
Texas(5/14/2021)
RR
Texas(8/23/2024)
RR
Virginia(8/23/2024)
RR
Washington(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THE ASCENT GROUP, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WALSH & NICHOLSON | THE ASCENT GROUP, LLC | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | ALERA GROUP WEALTH SERVICES
CRD#: 314424 / SEC#: 801-121182
RIA
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Contact information
Main Address
192 Ballard Court Suite 400, Virginia Beach, VA 23462
Mailing Address
Phone number
(757) 499-8300
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,304 |
| AUM (Assets Under Management) | $ 4,933,296,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE ASCENT GROUP, LLC
CRD#: 314424Hilton Head, SC 29926TRUST BUT VERIFY
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