Garland Shiloh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garland Shiloh, who also goes by Fitz Shiloh II, Fitz Shiloh, Gar Shiloh Ii, Gar Shiloh, Garland Fitzgerald Shiloh Ii, was a registered financial professional .
Garland is a previously registered financial professional and started their career in finance in 1986. Garland had worked at 14 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2010 - April 18, 2012
INVESCO ADVISERS, INC.
September 5, 2007 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
August 3, 2007 - April 18, 2012
INVESCO DISTRIBUTORS, INC.
August 31, 1994 - October 7, 1994
TAYLOR, PRUITT & SYLVESTER, INC.
April 18, 1994 - July 18, 1994
MURCHISON INVESTMENT BANKERS, INC.
September 23, 1993 - December 10, 1993
UBS FINANCIAL SERVICES INC.
June 25, 1991 - June 17, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 1991 - May 30, 1991
CIBC WORLD MARKETS CORP.
June 27, 1990 - October 10, 1990
M.G.S.I. SECURITIES, INC.
November 21, 1989 - March 20, 1990
MORGAN STANLEY DW INC.
September 27, 1989 - November 18, 1989
CRAIG-HALLUM, INC.
September 8, 1988 - April 29, 1989
MILLER JOHNSON STEICHEN KINNARD, INC.
May 6, 1987 - October 6, 1987
JOHN G. KINNARD AND COMPANY, INCORPORATED
July 23, 1986 - March 27, 1987
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
