Azlyn J. Finch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Azlyn Jenifer Finch, who also goes by Azlyn Boyle, A Jenifer Finch, Jenifer A Finch, Jenifer Finch, was a registered financial professional .
Azlyn is a previously registered financial professional and started their career in finance in 1985. Azlyn had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2011 - July 22, 2016
USAA FINANCIAL PLANNING SERVICES
April 19, 2011 - July 22, 2016
USAA FINANCIAL ADVISORS, INC.
November 5, 2002 - October 11, 2010
CHARLES SCHWAB & CO., INC.
July 19, 1991 - October 11, 2010
CHARLES SCHWAB & CO., INC.
December 1, 1986 - July 19, 1991
UBS FINANCIAL SERVICES INC.
December 17, 1985 - November 3, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/3/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
