Ronald S. Combs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Stephen Combs, who also goes by Ron Stephen Combs, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1985. Ronald had worked at 8 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 1990 - July 9, 1990
BRIDGEROCK SECURITIES, INC.
December 21, 1989 - June 23, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
December 11, 1989 - December 21, 1989
BRIDGEROCK SECURITIES, INC.
March 31, 1989 - October 4, 1989
MUTUAL SERVICE CORPORATION
January 20, 1989 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
May 27, 1988 - January 20, 1989
DICKINSON & CO.
April 11, 1988 - July 6, 1988
LEHMAN BROTHERS INC.
January 23, 1986 - April 11, 1988
E. F. HUTTON & COMPANY INC
November 20, 1985 - January 15, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIDGEROCK SECURITIES, INC.
CRD#: 22640 / SEC#: , 8-39896
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
