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Ronald Stephen Combs

CRD# 1431640·Registered 1985 - 1990
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Stephen Combs, who also goes by Ron Stephen Combs, was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1985 - 1990. Ronald had worked at 8 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ron Stephen Combs

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

BRIDGEROCK SECURITIES, INC.·CRD# 22640
BD
June 19, 1990 - July 9, 1990
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.·CRD# 13741
BD
El Paso, TX
December 21, 1989 - June 23, 1993
BRIDGEROCK SECURITIES, INC.·CRD# 22640
BD
December 11, 1989 - December 21, 1989
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Boston, MA
March 31, 1989 - October 4, 1989
LOWRY FINANCIAL SERVICES CORPORATION·CRD# 7291
BD
North Palm Beach, FL
January 20, 1989 - March 31, 1989
DICKINSON & CO.·CRD# 689
BD
Des Moines, IA
May 27, 1988 - January 20, 1989
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
April 11, 1988 - July 6, 1988
E. F. HUTTON & COMPANY INC·CRD# 235
BD
January 23, 1986 - April 11, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
November 20, 1985 - January 15, 1986

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Current Firm

BS
BRIDGEROCK SECURITIES, INC.

BRIDGEROCK SECURITIES GUILD, INC. | BRIDGEROCK SECURITIES, INC.

CRD#: 22640 / SEC#: 8-39896
BD
Terminated by FINRA on 07/09/1990

Contact Information

Established

Texas since 06/07/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Oct 1986About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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