William R. Bright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Roger Bright was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1991. William had worked at 8 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2017 - December 31, 2020
DEDICATED FINANCIAL SERVICES LLC
January 14, 2016 - January 24, 2022
SGL FINANCIAL, LLC
May 6, 2013 - August 20, 2013
CV BROKERAGE, INC
June 1, 2006 - February 13, 2012
INSTINET, LLC
August 1, 2000 - June 1, 2006
INSTINET, LLC
April 29, 1997 - August 1, 2000
REUTERS C CORPORATION
August 21, 1991 - January 6, 1992
ST PARTNERS
August 5, 1991 - December 10, 1996
SIERRA TRADING GROUP, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
DEDICATED FINANCIAL SERVICES LLC
CRD#: 288505 / SEC#:
Contact information
Red Flags
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