Danny J. Frazell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny J Frazell was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1985. Danny had worked at 2 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - January 13, 2025
LEGACY WEALTH ADVISORS, INC.
January 24, 2019 - December 31, 2019
LEGACY WEALTH ADVISORS, INC.
February 16, 2000 - December 31, 2018
LEGACY WEALTH ADVISORS, INC.
December 3, 1985 - April 7, 2000
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGACY WEALTH ADVISORS, INC.
CRD#: 114868 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 299 |
| AUM (Assets Under Management) | $ 44,608,999 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
