Timothy S. Cassidy

AVM, L.P.

Boca Raton, FL 33431

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CRD#: 1431466

Professional summary

Timothy Sean Cassidy, who also goes by Tim Cassidy, is a registered financial professional currently at AVM, L.P. located in Boca Raton, Florida.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1985. Timothy has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tim Cassidy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Sean Cassidy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2023 - Present

AVM, L.P.

Office #1: 777 Yamato Road Suite 300, Boca Raton, FL 33431

CRD#: 16710

Boca Raton, FL

Past

August 4, 2017 - June 22, 2023

TANGENT CAPITAL PARTNERS, LLC

CRD#: 146999

SHORT HILLS, NJ

Past

May 1, 2013 - September 5, 2017

NORFOLK MARKETS, LLC

CRD#: 103797

NEW YORK, NY

Past

November 28, 2006 - March 1, 2013

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

June 9, 2003 - May 2, 2006

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

September 20, 2001 - April 29, 2003

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

June 20, 1994 - October 26, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 16, 1993 - December 2, 1993

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.

CRD#: 4341

NEW YORK, NY

Past

June 25, 1990 - August 17, 1993

SBC WARBURG, INC.

CRD#: 23745

NEW YORK, NY

Past

August 10, 1988 - June 21, 1990

FAIRFIELD RESEARCH SECURITIES CORPORATION

CRD#: 19744

NEW CANAAN, CT

Past

November 19, 1985 - September 19, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/23/2023)

New Jersey
(6/23/2023)

New York
(6/23/2023)

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 2/14/1986

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 2/10/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/2/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AVM, L.P.

ADAMS, VINER & MOSLER, LTD. | AVM, L.P. | ADAMS, VINER, & MOSLER, LTD.

CRD#: 16710 / SEC#: , 8-35136

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

777 Yamato Road Suite 300, Boca Raton, FL 33431

Mailing Address

777 Yamato Road Suite 300, Boca Raton, FL 33431

Phone number

(561) 544-4400

Established

Illinois since 09/30/1983

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HSZ HOLDINGS, LLC	LIMITED PARTNER
LESTER N. COYLE REVOCABLE TRUST	LIMITED PARTNER
PANTHERS INVESTMENT LIMITED PARTNERSHIP	LIMITED PARTNER
PELLEGRINO, CHRISTIAN MINASSIAN	LIMITED PARTNER	6053985
PREST, JASON	LIMITED PARTNER	4475716
SARAOGI HOLDINGS, LLC	LIMITED PARTNER
WYLER, SCOTT LAWRENCE	CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER	2869488
WYLER, SCOTT LAWRENCE	LIMITED PARTNER	2869488
ANUAR, YELENA NMN	CHIEF FINANCIAL OFFICER	6253705
ANUAR, YELENA NMN	LIMITED PARTNER	6253705
AVM ASSOCIATES LLC	GENERAL PARTNER
COYLE, LESTER NOEL	TRUSTEE OF THE LESTER N. COYLE REVOCABLE TRUST	4727659
HANSEN, KAREN MARIE	GENERAL COUNSEL	5291197
HANSEN, KAREN MARIE	TRUSTEE OF THE KAREN M. HANSEN REVOCABLE TRUST	5291197
OLOFSSON, THOMAS ROLF	LIMITED PARTNER	3244639
PRINTZ, ROBERT ANDREW	PRESIDENT	2348404
THE KAREN M. HANSEN REVOCABLE TRUST	LIMITED PARTNER

Red Flags

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Advisor Monitoring

Firm Stability Insights

Timothy S. Cassidy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Sean Cassidy's CRS (Customer Relationship Summary).

Certified licenses

Experience

TANGENT CAPITAL PARTNERS, LLC

NORFOLK MARKETS, LLC

BNP PARIBAS SECURITIES CORP.

BARCLAYS CAPITAL INC.

DEUTSCHE BANK SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.

SBC WARBURG, INC.

FAIRFIELD RESEARCH SECURITIES CORPORATION

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2023

Series 63

Date: 1/21/1986

SIE

Date: 10/1/2018

Series 15

Date: 2/14/1986

Series 3

Date: 2/10/1986

Series 7

Date: 11/16/1985

Series 24

Date: 2/2/2004

FINRA

Current Firm

AVM, L.P.

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AVM, L.P.

TRUST BUT VERIFY

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