William H. Thompson

CRESCENT STERLING LTD.

METAIRIE, LA 70006-6804

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CRD#: 1431265

Professional summary

William Howard Thompson, CFP®, who also goes by W Howard Thompson, is a registered financial advisor currently at CRESCENT STERLING LTD. located in Metairie, Louisiana.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. William has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

W Howard Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Howard Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

May 26, 2006 - Present

CRESCENT STERLING LTD.

Office #1: 4415 Shores Drive Suite 250, Metairie, LA 70006-6804

RIA

CRD#: 106633

METAIRIE, LA

Past

September 3, 1992 - December 31, 2001

SISUNG SECURITIES CORPORATION

CRD#: 25752

METAIRIE, LA

Past

November 19, 1985 - August 20, 1992

JMC SECURITIES, INC.

CRD#: 7669

METAIRIE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRESCENT STERLING LTD.

CRESCENT STERLING LTD | CRESCENT STERLING LTD.

CRD#: 106633 / SEC#: 801-41821

RIA

Registered Investment Advisory firm - (7/1/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(6/18/2012)

IAR

Louisiana
(6/20/2011)

IAR

Texas
(5/26/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

Current Firm

CRESCENT STERLING LTD.

CRESCENT STERLING LTD | CRESCENT STERLING LTD.

CRD#: 106633 / SEC#: 801-41821

RIA

Registered Investment Advisory firm - (7/1/1992 Approved)

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Contact information

Main Address

4415 Shores Drive Suite 250, Metairie, LA 70006-6804

Mailing Address

Phone number

(504) 885-1135

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CRESCENT STERLING LTD FORM ADV PART 2A 20250331 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	461
AUM (Assets Under Management)	$ 214,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William H. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Howard Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRESCENT STERLING LTD.

SISUNG SECURITIES CORPORATION

JMC SECURITIES, INC.

Primary Firm SEC Registration

CRESCENT STERLING LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/1991

Series 63

Date: 4/24/1987

Series 7

Date: 11/16/1985

Current Firm

CRESCENT STERLING LTD.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CRESCENT STERLING LTD.

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