Steven P. Cordovano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Paul Cordovano was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1985. Steven had worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2010 - November 10, 2014
HARBORVIEW CAPITAL MANAGEMENT LLC
April 2, 1997 - July 25, 2006
BEDFORD SECURITIES, INC.
July 31, 1993 - April 21, 1995
CITIGROUP GLOBAL MARKETS INC.
November 19, 1985 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HARBORVIEW CAPITAL MANAGEMENT LLC
CRD#: 153807 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 111 |
| AUM (Assets Under Management) | $ 26,806,468 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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