Trent M. Gunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trent Michael Gunter, who also goes by Killer Gunter, was a registered financial professional .
Trent is a previously registered financial professional and started their career in finance in 1985. Trent had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2014 - October 7, 2015
HALCYON CABOT PARTNERS, LTD.
February 21, 2011 - April 11, 2012
BLACKBOOK CAPITAL, LLC
May 3, 2004 - February 26, 2009
CHADBOURN SECURITIES, INC.
May 30, 2002 - August 21, 2003
S. B. CANTOR & CO., INC.
November 11, 1997 - December 8, 2000
DIRKS & COMPANY, INC.
October 14, 1997 - November 5, 1997
DIRKS & COMPANY, INC.
May 22, 1997 - October 16, 1997
NATIONAL SECURITIES CORPORATION
February 21, 1996 - February 25, 1997
COLEMAN & COMPANY SECURITIES, INC.
August 14, 1992 - November 30, 1994
CREDIT AGRICOLE SECURITIES (USA) INC.
May 9, 1989 - March 5, 1992
DAIWA CAPITAL MARKETS AMERICA INC.
November 19, 1985 - March 18, 1989
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HALCYON CABOT PARTNERS, LTD.
CRD#: 32664 / SEC#: , 8-28702
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
