William J. Alphenaar

ASPEN INVESTMENT MANAGEMENT

GRAND RAPIDS, MI 49525

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CRD#: 1430913

Professional summary

William John Alphenaar JR, who also goes by Bill Alphenaar, Willie John Alphenaar Jr, is a registered financial advisor currently at ASPEN INVESTMENT MANAGEMENT INC. located in Grand Rapids, Michigan.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. William has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Alphenaar | Willie John Alphenaar Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William John Alphenaar JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2006 - Present

ASPEN INVESTMENT MANAGEMENT INC.

Office #1: 4020 E. Beltline Ave Ne Ste 103, Grand Rapids, MI 49525

RIA

CRD#: 112081

GRAND RAPIDS, MI

Past

September 6, 1988 - July 8, 1993

A. G. EDWARDS & SONS, INC.

CRD#: 4

Past

January 20, 1987 - September 9, 1988

PATHWAY INVESTMENT CO.

CRD#: 18717

Past

November 19, 1985 - January 1, 1987

ROYAL SECURITIES COMPANY

CRD#: 10702

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPEN INVESTMENT MANAGEMENT INC.

ALPHENAAR INVESTMENT COUNSEL, INC. | ASPEN INVESTMENT MANAGEMENT INC. | ASPEN GOLD INVESTMENT MANAGEMENT, INC.

CRD#: 112081 / SEC#: 801-58191

RIA

Registered Investment Advisory firm - (12/8/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/25/2010)

IAR

Texas
(5/15/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 11/11/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 3/10/1987

General Securities Principal Examination

Current Firm

ASPEN INVESTMENT MANAGEMENT INC.

ALPHENAAR INVESTMENT COUNSEL, INC. | ASPEN INVESTMENT MANAGEMENT INC. | ASPEN GOLD INVESTMENT MANAGEMENT, INC.

CRD#: 112081 / SEC#: 801-58191

RIA

Registered Investment Advisory firm - (12/8/2000 Approved)

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Contact information

Main Address

4020 E. Beltline Ave Ne Ste 103, Grand Rapids, MI 49525

Mailing Address

Phone number

(616) 361-2500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (2/6/2025)

Regulatory assets under management

Total Number of Accounts	540
AUM (Assets Under Management)	$ 285,662,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Alphenaar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William John Alphenaar JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

A. G. EDWARDS & SONS, INC.

PATHWAY INVESTMENT CO.

ROYAL SECURITIES COMPANY

Primary Firm SEC Registration

ASPEN INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2010

Series 63

Date: 12/2/1985

Series 7

Date: 11/16/1985

Series 8

Date: 11/11/1991

Series 24

Date: 3/10/1987

Current Firm

ASPEN INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPEN INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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