Michael J. Sloan

FMSA

Clermont, FL

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CRD#: 1430910

Professional summary

Michael John Sloan, who also goes by Mike Sloan, is a registered financial advisor currently at FMSA located in Clermont, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Michael has worked at 22 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Sloan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Sloan is an independent insurance agent. It is not investment related and he spends approximately 30 hours a week during market hours in this business. Mr. Sloan is also an independent associate for Legalshield, in this role he sells personal and small business legal plans. He spends 5 hours a week during market hours on this activity. Mr. Sloan refers clients and prospects in need of cost segregation work for their real estate for a fee, he spends 1 hour a week doing this. Last Mr. Sloan is an agent for Issachar Capital, in this role he arranges real estate financing for individuals. He spends approximately 20 hours a month in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Sloan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2024 - Present

FMSA

RIA

CRD#: 154136

Clermont, FL

Past

November 16, 2020 - October 29, 2024

PORTFOLIO MEDICS, LLC

RIA

CRD#: 145958

Clermont, FL

Past

October 15, 2019 - June 1, 2020

ELITE INVESTMENT TEAM LLC

RIA

CRD#: 296922

Grandview,, WA

Past

April 22, 2019 - June 10, 2019

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Grandview, WA

Past

February 13, 2019 - March 27, 2019

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Grandview, WA

Past

November 13, 2017 - April 30, 2018

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Flowery Branch, GA

Past

January 24, 2017 - January 31, 2017

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Flowery Branch, GA

Past

June 2, 2015 - November 8, 2016

PATRIOT INVESTMENT ADVISORS, LLC

RIA

CRD#: 175368

GAINESVILLE, GA

Past

March 26, 2014 - November 3, 2014

COINBASE CAPITAL MARKETS CORP

RIA

CRD#: 10722

SAN DIEGO, CA

Past

February 19, 2014 - March 19, 2014

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

FLOWERY BRANCH, FL

Past

April 4, 2006 - June 17, 2009

CETERA ADVISORS LLC

RIA

CRD#: 10299

DAWSONVILLE, GA

Past

March 21, 2006 - June 17, 2009

CETERA ADVISORS LLC

CRD#: 10299

DAWSONVILLE, GA

Past

May 5, 2005 - April 13, 2006

INVESTMENT PLANNERS, INC.

CRD#: 18557

ALPHARETTA, GA

Past

January 4, 2005 - May 11, 2005

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

LAS VEGAS, NV

Past

October 5, 2004 - May 11, 2005

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

August 13, 2002 - August 16, 2004

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

LAS VEGAS, NV

Past

June 14, 2002 - August 16, 2004

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

April 3, 2002 - May 23, 2002

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

December 10, 1999 - March 28, 2002

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

February 23, 1996 - March 17, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

June 16, 1994 - February 22, 1996

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

April 20, 1994 - June 16, 1994

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 6, 1993 - April 4, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 6, 1993 - April 4, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

February 25, 1993 - August 7, 1993

CAMDEN SECURITIES, INC.

CRD#: 18305

LOS ANGELES, CA

Past

May 20, 1992 - November 5, 1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

May 20, 1992 - November 5, 1992

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

August 21, 1991 - April 6, 1992

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Past

November 26, 1985 - August 30, 1991

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FMSA

FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA

Registered Investment Advisory firm - (8/23/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/6/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/5/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/25/1985

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FMSA

FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA

Registered Investment Advisory firm - (8/23/2010 Approved)

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Contact information

Main Address

Delray Beach, FL

Mailing Address

Phone number

(561) 289-2602

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FMSA ADV 2 (3/7/2025)

Regulatory assets under management

Total Number of Accounts	862
AUM (Assets Under Management)	$ 189,133,382

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Sloan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Sloan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTFOLIO MEDICS, LLC

ELITE INVESTMENT TEAM LLC

CREATIVEONE WEALTH, LLC

CREATIVEONE WEALTH, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

HORTER INVESTMENT MANAGEMENT, LLC

PATRIOT INVESTMENT ADVISORS, LLC

COINBASE CAPITAL MARKETS CORP

REGAL INVESTMENT ADVISORS LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

INVESTMENT PLANNERS, INC.

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

SUNAMERICA SECURITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

SUNAMERICA SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

CAMDEN SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

NORTH AMERICAN MANAGEMENT, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

FMSA

State Registrations and Notice Filings

Exams

Series 65

Date: 2/6/2014

Series 63

Date: 2/8/1994

Series 7

Date: 8/5/1993

Series 6

Date: 11/25/1985

Current Firm

FMSA

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FMSA

TRUST BUT VERIFY

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