Anne H. Herzog
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anne H Herzog, who also goes by Anne H Hubbard, Anne M Hubbard, Anne Marie Hubbard, Anne H Jacobi, Anne M Schell, was a registered financial professional .
Anne is a previously registered financial professional and started their career in finance in 1985. Anne had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2015 - February 17, 2026
HERZOG FINANCIAL GROUP, LLC
May 9, 2011 - November 18, 2014
DETALUS ADVISORS, LLC
September 11, 2009 - November 14, 2014
DETALUS SECURITIES, LLC
January 1, 2008 - September 11, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 20, 1985 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HERZOG FINANCIAL GROUP, LLC
CRD#: 174141 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 195 |
| AUM (Assets Under Management) | $ 48,265,037 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
