Anne H. Herzog
Professional summary
Anne H Herzog, who also goes by Anne H Hubbard, Anne M Hubbard, Anne Marie Hubbard, Anne H Jacobi, Anne M Schell, is a registered financial advisor currently at HERZOG FINANCIAL GROUP, LLC located in Saint Louis, Missouri.
Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Anne has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anne H Herzog's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2015 - Present
HERZOG FINANCIAL GROUP, LLC
Office #1: 3636 S. Geyer Road Suite 100, Saint Louis, MO 63127May 9, 2011 - November 18, 2014
DETALUS ADVISORS, LLC
September 11, 2009 - November 14, 2014
DETALUS SECURITIES, LLC
January 1, 2008 - September 11, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 20, 1985 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/7/2019)
(1/26/2015)
Exams
Current Firm
HERZOG FINANCIAL GROUP, LLC
CRD#: 174141 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 193 |
| AUM (Assets Under Management) | $ 43,997,858 |
Red Flags
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