Maria D. Toczylowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Dolores Toczylowski, who also goes by Maria Toczylowski, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 1991. Maria had worked at 2 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1995 - April 3, 2000
REPUBLIC NEW YORK SECURITIES CORPORATION
April 17, 1991 - April 4, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REPUBLIC NEW YORK SECURITIES CORPORATION
CRD#: 29659 / SEC#: , 8-44453
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HSBC USA INC. | PARENT OF AFFILIATE | |
| FINNEGAN, KEVIN GERARD | COMPLIANCE DIRECTOR , SROP , CROP | 1382285 |
| TOOHEY, PHILIP | DIRECTOR |
Disclosures
| Regulatory Event | 3 |
| Civil Event | 16 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
