Andre G. Beesley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andre Gardner Beesley, who also goes by Dre Beesley, was a registered financial professional .
Andre is a previously registered financial professional and started their career in finance in 1985. Andre had worked at 14 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2010 - December 3, 2020
FARMERS FINANCIAL SOLUTIONS, LLC
February 18, 2010 - August 11, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
January 29, 2004 - December 23, 2009
GUARANTY BROKERAGE SERVICES, INC.
December 5, 2000 - June 25, 2003
ALLIANCEBERNSTEIN INVESTMENTS, INC.
April 24, 1997 - July 6, 1998
LEGACY FINANCIAL SERVICES, INC.
June 6, 1994 - December 31, 1995
WMA SECURITIES, INC.
January 11, 1994 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 30, 1992 - December 3, 1993
METROPOLITAN LIFE INSURANCE COMPANY
November 30, 1992 - December 3, 1993
MSI FINANCIAL SERVICES, INC.
May 15, 1992 - November 3, 1992
WALNUT STREET SECURITIES, INC.
August 28, 1991 - May 5, 1992
GUARDIAN INVESTOR SERVICES LLC
August 14, 1990 - March 14, 1991
WORLD INVEST CORPORATION
April 18, 1989 - August 14, 1990
GLOBAL INVESTOR SECURITIES, INC.
December 12, 1985 - June 22, 1989
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
