Richard J. Tiffany
Professional summary
Richard James Tiffany, who also goes by Dick Tiffany, is a registered financial advisor currently at APEX ADVISORY GROUP, INC. located in Spokane, Washington.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Richard has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard James Tiffany's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2020 - Present
APEX ADVISORY GROUP, INC.
January 26, 2017 - December 31, 2019
APEX ADVISORY GROUP, INC.
January 2, 2014 - June 1, 2015
CAPITAL FINANCIAL SERVICES, INC.
May 3, 1999 - November 14, 2013
PARK AVENUE SECURITIES LLC
January 31, 1992 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
March 7, 1990 - December 23, 1991
MML INVESTORS SERVICES, LLC
November 19, 1989 - March 21, 1990
OSAIC WEALTH, INC.
March 6, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 23, 1986 - February 12, 1987
SOUTHMARK FINANCIAL SERVICES, INC.
December 18, 1985 - May 14, 1986
SOMERS, GROVE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2020)
Exams
Current Firm
APEX ADVISORY GROUP, INC.
CRD#: 117183 / SEC#:
Contact information
Red Flags
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