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Jerrie S. Colish

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CRD#: 1430491
JC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerrie Saul Colish, who also goes by Shlomo Colish, was a registered financial professional .

Jerrie is a previously registered financial professional and started their career in finance in 1985. Jerrie had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 22, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Shlomo Colish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 10, 2014 - January 30, 2018

EMPIRE STATE FINANCIAL, INC.

BD
CRD#: 5657
LONG BEACH, NY
Past

June 28, 2012 - November 7, 2014

CATO CAPITAL, LLC

BD
CRD#: 133142
NEW YORK, NY
Past

October 22, 2004 - July 10, 2012

TERRANOVA CAPITAL EQUITIES, INC

BD
CRD#: 45097
NEW YORK, NY
Past

January 7, 2002 - September 9, 2002

DONALD & CO. SECURITIES INC.

BD
CRD#: 7776
TINTON FALLS, NJ
Past

February 22, 1997 - September 26, 2001

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY
Past

December 8, 1994 - February 18, 1997

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

November 15, 1988 - October 21, 1991

CAPITAL FINANCIAL SERVICES, INC.

BD
CRD#: 8408
MINOT, ND
Past

August 1, 1988 - November 22, 1994

CAPITAL STRATEGIES LIMITED

BD
CRD#: 10253
PHILADELPHIA, PA
Past

January 28, 1988 - May 11, 1988

N. ROBERT WAGNER & ASSOC., INC.

BD
CRD#: 13215
Past

November 19, 1985 - February 4, 1988

EQUITYLINE SECURITIES, INC.

BD
CRD#: 14853

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/7/2008
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/14/1997
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/30/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 7/26/2010
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/15/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/21/1986
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/14/1986
General Securities Principal Examination

Current Firm

ES
EMPIRE STATE FINANCIAL, INC.
EMPIRE STATE FINANCIAL, INC. | HAVKIT CORPORATION

CRD#: 5657 / SEC#: , 8-16309

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
20 W. Park Ave. Suite 207, Long Beach, NY 11561
Mailing Address
20 W. Park Ave. Suite 207, Long Beach, NY 11561
Phone number
(516) 442-1883
Established
New York since 01/11/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LION CAPITAL HOLDINGS, INC.HOLDING COMPANY
BUSACCA, JOHN BRIAN IIIDIRECTOR OF COMPLIANCE2302780
BUSACCA, JOHN BRIAN IIICCO2302780
GLASS, BRYAN SETHPRESIDENT, CEO, DIRECTOR, COMPLIANCE OFFICER, SUPERVISORY PRINCIPAL2834514
SIPKIN, JOSEPH GARYFINOP1334813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPIRE STATE FINANCIAL, INC.

CRD#: 5657

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