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Edward Joseph Harrington JR

Edward Joseph Harrington Jr

CFP®
FINANCIAL PLANNING PROFESSIONALS
STUART, FL
·CRD# 1430437·40 years registered

Professional Summary

Edward Joseph Harrington JR, CFP®, who also goes by Ted Harrington, is a registered financial advisor currently at FINANCIAL PLANNING PROFESSIONALS, INC. located in Stuart, Florida. Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Edward has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Investment Planning
  • Retirement Planning
  • Comprehensive Financial Planning
  • Insurance Planning

Other Aliases

Ted Harrington

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1993

Years of Experience

40 years registered in the securities industry

Current & Past Employments

Current

FINANCIAL PLANNING PROFESSIONALS, INC.Current·CRD# 125319
RIA
1. 759 Sw Federal Highway 200e, Stuart, FL 349942. 188 Fries Mill Road Suite B-2, Turnersville, NJ 08012
October 8, 2004 - Present

Past

SECURITIES SERVICE NETWORK, LLCPast·CRD# 13318
BD
Turnersville, NJ
October 21, 1998 - September 11, 2019
POLARIS FINANCIAL SERVICES, INC.Past·CRD# 14521
BD
Concord, NH
July 5, 1990 - October 22, 1998
LPL FINANCIAL LLCPast·CRD# 6413
BD
Fort Mill, SC
December 16, 1989 - July 3, 1990
LINSCO FINANCIAL GROUP, INC.Past·CRD# 524
BD
January 31, 1989 - December 16, 1989
CADARET, GRANT & CO., INC.Past·CRD# 10641
BD
Syracuse, NY
November 3, 1988 - November 25, 1988
FOCUS SECURITIES, INC.Past·CRD# 15023
BD
May 2, 1988 - November 17, 1988
VOYA FINANCIAL ADVISORS, INC.Past·CRD# 2882
BD
June 4, 1986 - May 23, 1988

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Current Firm

FP
FINANCIAL PLANNING PROFESSIONALS, INC.

FINANCIAL PLANNING PROFESSIONALS, INC.

CRD#: 125319 / SEC#: 801-68686
RIA
Registered Investment Advisory firm - SEC (5/15/2012 Terminated)
Florida
Registered Investment Advisory firm - Florida (4/20/2012 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (5/5/2021 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (4/13/2012 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

759 Sw Federal Highway 200e, Stuart, FL 34994

Phone Number

(772) 229-9003

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

131

AUM (Assets Under Management)

$32,589,613

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; STUART, FL; INSURANCE PRODUCT SALES; 01/1987; 5 HOURS PER MONTH DEVOTED TO ACTIVITY INCLUDING DURING TRADING HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(12/17/2004)
IAR
Louisiana
(5/5/2021)
IAR
New Jersey
(5/6/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1986About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Feb 2003About the Series 26 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Edward Joseph Harrington JR's CRS (Customer Relationship Summary).

Services Offered by Edward

  • Investment Planning
  • Retirement Planning
  • Comprehensive Financial Planning
  • Insurance Planning

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