Michael Forstl
Professional summary
Michael Forstl, CIMA®, who also goes by Michael Forstl III, is a registered financial professional currently at EXOS SECURITIES LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Forstl's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2023 - Present
EXOS SECURITIES LLC
Office #1: 35 W 35th Street Fifth Floor, New York, NY 10001March 1, 2024 - May 29, 2026
EXOS ASSET MANAGEMENT LLC
March 23, 2023 - December 31, 2023
EXOS ASSET MANAGEMENT LLC
September 10, 2014 - February 3, 2023
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
September 3, 2014 - February 3, 2023
MORGAN CREEK CAPITAL MANAGEMENT, LLC
June 8, 2009 - February 21, 2013
VOYA INVESTMENT MANAGEMENT CO. LLC
June 4, 2009 - February 21, 2013
VOYA INVESTMENTS DISTRIBUTOR, LLC
June 5, 2002 - December 31, 2003
RITTENHOUSE ASSET MANAGEMENT, INC.
May 25, 2000 - December 31, 2008
NUVEEN FUND ADVISORS, LLC
May 19, 1989 - December 31, 2008
NUVEEN SECURITIES, LLC
May 21, 1987 - October 27, 1987
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2023)
(3/23/2023)
Exams
FINRA
Current Firm
EXOS SECURITIES LLC
CRD#: 298276 / SEC#: , 8-70182
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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