Bracebridge H. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bracebridge Hemyng Young, who also goes by Brace Hemyng Young, Bracebridge Hemyng Young Jr, Bracebridge Hemyng Young, was a registered financial professional .
Bracebridge is a previously registered financial professional and started their career in finance in 1985. Bracebridge had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2017 - September 1, 2020
FORESIDE FUNDS DISTRIBUTORS LLC
March 3, 2016 - September 21, 2016
TEMPLUM MARKETS LLC
June 1, 2006 - January 4, 2016
MARINER GROUP CAPITAL MARKETS, LLC
August 17, 2004 - December 31, 2009
MARINER INVESTMENT GROUP, LLC
October 25, 1991 - October 1, 1996
GSMM CORP.
October 21, 1991 - October 1, 1996
GOLDMAN SACHS MONEY MARKETS, L.P.
January 27, 1989 - March 10, 1999
GOLDMAN SACHS & CO. LLC
April 21, 1988 - October 25, 1991
GOLDMAN SACHS MONEY MARKETS INC.
November 26, 1985 - March 10, 1999
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334 / SEC#: , 8-45467
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
